Thomas Bowman has been an investment adviser representative at Investors Portfolio Services since June 2017, and is not listed among the firm’s executive officers or direct owners. Thomas Bowman holds a Bachelors degree from the University of Washington Foster School of Business.
Investors Portfolio Services LLC is a Puyallup, WA firm with $239M under management, 292 clients and 3 advisers in one office, as of its March 2026 filing.
Tom Bowman is Wealth Manager of Investors Portfolio Services LLC. He works with individuals on their financial goals, helping them set realistic goals and implement investment strategies to pursue them.
Thomas Bowman’s longest registration is the current one, 9 years at Investors Portfolio Services since 2017. Before joining Investors Portfolio Services in 2017, Thomas Bowman was registered through National Planning Corporation ("NPC of America" in FL & NY).
- – present · 9 yearsPuyallup, WA · Adviser representative · Firm CRD 117299
- National Planning Corporation ("NPC of America" in FL & NY)– · under a yearPuyallup, WA · Adviser representative · Firm CRD 29604
Professional designations
Listed by Investors Portfolio Services
- CFA® charterholder
- CFP® professional
Investment adviser representative registrations
Thomas Bowman is registered as an investment adviser representative in 2 states. The first approvals date from June 2017; the most recent is Texas, in March 2024.
- TexasSince 26 March 2024
- WashingtonSince 27 June 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 May 2016 |
| Series 7 | General Securities Representative Examination | 2 March 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas James Bowman
- CRD
- 6343756
- Firm
- Investors Portfolio Services · CRD 117299
- Office
- 2832 SOUTH MERIDIAN, SUITE 201, Puyallup, WA 98373
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- investorsportfolioservices.com
Where does Thomas Bowman work?
Thomas Bowman is an investment adviser representative registered through Investors Portfolio Services LLC since June 2017, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Bowman a financial advisor?
Yes. Thomas Bowman has a current investment-adviser registration in Texas and Washington, through Investors Portfolio Services since June 2017.
How many years of experience does Thomas Bowman have?
Thomas Bowman has 10 years in the financial industry, since March 2016, across 2 adviser firms.
What exams has Thomas Bowman passed?
Thomas Bowman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2016. FINRA credited Thomas Bowman with the SIE, which began in October 2018.
Where did Thomas Bowman work before Investors Portfolio Services?
Before Investors Portfolio Services, Thomas Bowman was registered through National Planning Corporation ("NPC of America" in FL & NY), June 2016 to September 2016.
Where is Thomas Bowman based?
Thomas Bowman’s registered office is in Puyallup, WA.
Is Thomas Bowman registered with FINRA?
No. Thomas Bowman has no current broker registration.
Is Thomas Bowman a CFP?
Investors Portfolio Services lists Thomas Bowman with the CFP credential (“CFP® professional”) on its website. CFP Board confirms certification status.
Source: Tom Bowman, CFA CFP® biography, investorsportfolioservices.com
Is Thomas Bowman a CFA charterholder?
Investors Portfolio Services lists Thomas Bowman with the CFA credential (“CFA® charterholder”) on its website. CFA Institute confirms certification status.
Source: Tom Bowman, CFA CFP® biography, investorsportfolioservices.com
How can I verify Thomas Bowman’s record?
Search CRD 6343756 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Bowman’s full registration record.