Frank Gallo has been Chief Executive Officer/Chief Compliance Officer of Investors Portfolio Services since June 1994, is a control person of the firm and directly owns under 5% of it. Frank Gallo holds a Bachelor of Science in Business Economics from George Fox University.
Investors Portfolio Services LLC is a Puyallup, WA firm with $239M under management, 292 clients and 3 advisers in one office, as of its March 2026 filing.
Frank Gallo is Managing Partner of Investors Portfolio Services LLC and its Founder. He has more than 25 years of experience in the financial markets and client planning. Before starting the firm he was a planner for Financial Planners Northwest in Tacoma from 1994 to 2006.
Frank Gallo’s longest registration is the current one, 13 years at Investors Portfolio Services since 2012. Before joining Investors Portfolio Services in 2012, Frank Gallo was registered through National Planning Corporation ("NPC of America" in FL & NY).
- – present · 13 yearsPuyallup, WA · Adviser representative · Firm CRD 117299
- National Planning Corporation ("NPC of America" in FL & NY)– · 5 yearsPuyallup, WA · Adviser representative · Firm CRD 29604
- National Planning Corporation ("NPC of America" in FL & NY)– · 1 yearPuyallup, WA · Adviser representative · Firm CRD 29604
Professional designations
Listed by Investors Portfolio Services
- CFP®
Investment adviser representative registrations
Frank Gallo is registered as an investment adviser representative in 2 states. The first approvals date from December 2012; the most recent is Texas, in March 2024.
- TexasSince 26 March 2024
- WashingtonSince 11 December 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 27 May 1998 |
| Series 7 | General Securities Representative Examination | 26 November 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 November 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Frank Vincent Gallo
- CRD
- 2174876
- Firm
- Investors Portfolio Services · CRD 117299
- Role
- Chief Executive Officer/Chief Compliance Officer
- Office
- 2832 SOUTH MERIDIAN, SUITE 201, Puyallup, WA 98373
- Registration
- Investment adviser registration
- In the industry since
- December 1991
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- investorsportfolioservices.com
Where does Frank Gallo work?
Frank Gallo has been Chief Executive Officer/Chief Compliance Officer of Investors Portfolio Services LLC since June 1994, and is a control person of the firm.
Is Frank Gallo a financial advisor?
Yes. Frank Gallo has a current investment-adviser registration in Texas and Washington, through Investors Portfolio Services since December 2012.
How many years of experience does Frank Gallo have?
Frank Gallo has 34 years in the financial industry, since December 1991, across 2 adviser firms.
What exams has Frank Gallo passed?
Frank Gallo has passed 3 licensing exams: the Series 63, Series 7 and Series 24. The earliest, the Series 63, was passed in November 1991. FINRA credited Frank Gallo with the SIE, which began in October 2018.
Where did Frank Gallo work before Investors Portfolio Services?
Before Investors Portfolio Services, Frank Gallo was registered through National Planning Corporation ("NPC of America" in FL & NY), February 2006 to December 2007.
Where is Frank Gallo based?
Frank Gallo’s registered office is in Puyallup, WA.
Is Frank Gallo registered with FINRA?
No. Frank Gallo has no current broker registration.
Is Frank Gallo a CFP?
Investors Portfolio Services lists Frank Gallo with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Frank Gallo, CFP® biography, investorsportfolioservices.com
How can I verify Frank Gallo’s record?
Search CRD 2174876 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Gallo’s full registration record.