Role at Planmember Securities
- Title on Schedule A
- EVP/Chief Operating Officer
- Control
- Terrall Janeway is a control person of Planmember Securities.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Terrall Janeway has held the filed role since June 2022.
The firm
Form ADV filed 17 September 2026
Career on record
Terrall Janeway has been registered through Planmember Securities since December 1998.
- Passed Series 52TO · 2025
- Passed Series 99TO · 2023
- – present · 7 years, · Adviser representative · Firm CRD 11869
- Passed SIE · 2018
- Passed Series 53 · 2004
- Passed Series 27 · 1999
- – present · 28 yearsCarpinteria, CA · Adviser representative and broker · Firm CRD 11869
- Passed Series 7, Series 24 and Series 63 · 1997
Registrations and exams
Terrall Janeway has a current investment-adviser registration in California and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 6 February 2020 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 December 1997 |
| Series 53 | Municipal Securities Principal Examination | 13 July 2004 |
| Series 27 | Financial and Operations Principal Examination | 28 June 1999 |
| Series 24 | General Securities Principal Examination | 3 December 1997 |
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 21 November 1997 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Terrall Joseph Janeway
- CRD
- 2947154
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Terrall Janeway work?
Terrall Janeway has been EVP/Chief Operating Officer of Planmember Securities Corporation since June 2022, and is a control person of the firm.
Is Terrall Janeway a financial advisor?
Yes. Terrall Janeway has a current investment-adviser registration in California, through Planmember Securities since December 1998, as of 17 October 2026.
How many years of experience does Terrall Janeway have?
Terrall Janeway has worked in the financial industry for 28 years as of 17 October 2026, counted from 23 January 1998, across 1 adviser firm.
What exams has Terrall Janeway passed?
Terrall Janeway has passed 8 licensing exams: the Series 7, Series 24, Series 63, Series 27, Series 53, SIE, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in November 1997.
Leadership at Planmember Securities
- Jon Michael ZiehlPresident
- Steven R HansonChief Financial Officer / Finops
- Sean Patrick HaleyChief Compliance Officer
- Byron Francis BowmanChief Legal Officer & Secretary