Role at Planmember Securities
- Title on Schedule A
- Chief Financial Officer / Finops
- Control
- Steven Hanson is a control person of Planmember Securities.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Steven Hanson has held the filed role since January 2024.
The firm
Form ADV filed 17 September 2026
Career on record
Steven Hanson has been registered through Planmember Securities since April 2009.
- Passed Series 27 · 2022
- Passed Series 7TO · 2020
- Passed SIE · 2019
- – present · 18 yearsCarpinteria, CA · Adviser representative · Firm CRD 11869
- Passed Series 65 · 2009
Registrations and exams
Steven Hanson has a current investment-adviser registration in California and Texas and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 7 April 2009 |
| Texas | Investment adviser representative | Approved, resident | 11 June 2024 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 April 2009 |
| Series 27 | Financial and Operations Principal Examination | 1 July 2022 |
| Series 7TO | General Securities Representative Examination | 6 January 2020 |
| SIE | Securities Industry Essentials Examination | 30 November 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Steven R Hanson
- CRD
- 4854600
- Registration status
- Investment adviser and broker registrations
- Office
- 6267 Carpinteria Avenue, Carpinteria, CA 93013
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Steven Hanson work?
Steven Hanson has been Chief Financial Officer / Finops of Planmember Securities Corporation since January 2024, and is a control person of the firm.
Is Steven Hanson a financial advisor?
Yes. Steven Hanson has a current investment-adviser registration in California and Texas, through Planmember Securities since April 2009, as of 17 October 2026.
How many years of experience does Steven Hanson have?
Steven Hanson has worked in the financial industry for 17 years as of 17 October 2026, counted from 6 April 2009, across 1 adviser firm.
What exams has Steven Hanson passed?
Steven Hanson has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 27. The earliest, the Series 65, was passed in April 2009.
Where is Steven Hanson based?
Steven Hanson’s registered office is in Carpinteria, CA.
Leadership at Planmember Securities
- Jon Michael ZiehlPresident
- Terrall Joseph JanewayEVP/Chief Operating Officer
- Sean Patrick HaleyChief Compliance Officer
- Byron Francis BowmanChief Legal Officer & Secretary