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Tashtego Elwyn

President - Chief Executive Officer Director at Raymond James & Associates

Investment adviser and broker registrationsSEC record checked 17 October 2026

33
Years in the industry
32
Years at the firm
2
Adviser firms
4
State registrations

IAPD record retrieved 17 October 2026SEC record

Tashtego Elwyn is President - Chief Executive Officer Director of Raymond James & Associates, Inc., a ST. Petersburg investment adviser managing $501B. Tashtego Elwyn has been registered through Raymond James & Associates since 12 November 1993, has 33 years in the industry across 2 firms and has passed 11 licensing exams.

Role at Raymond James & Associates

Title on Schedule A
President - Chief Executive Officer Director
Control
Tashtego Elwyn is a control person of Raymond James & Associates.
Ownership
An individual ownership band is not available in the source record.
Tenure
Tashtego Elwyn has held the filed role since February 2014.

The firm

Raymond James & Associates, Inc.
ST. Petersburg, FL

Form ADV filed 25 September 2026

$501B AUM531,617 clients5,683 advisers27 offices

Career on record

Tashtego Elwyn has been registered through Raymond James & Associates since November 1993.

Firms and exams, newest first
  1. Passed Series 4, Series 10, Series 9 and Series 17 · 2023
  2. Raymond James Financial Services Advisors, IncCurrent
    – present · 4 years
    , · Adviser representative · Firm CRD 149018
  3. Passed SIE · 2018
  4. Passed Series 24 · 2002
  5. Passed Series 31 · 2001
  6. Raymond James & Associates, Inc.Current
    – present · 26 years
    , · Adviser representative · Firm CRD 705
  7. Passed Series 8 · 1999
  8. Passed Series 65 · 1996
  9. Raymond James & Associates, Inc.Current
    – present · 33 years
    Kamas, UT · Adviser representative and broker · Firm CRD 705
  10. Passed Series 7 and Series 63 · 1993

Registrations and exams

Tashtego Elwyn has a current investment-adviser registration in Florida, Georgia, Texas and Utah and has passed 11 qualifying exams.

Florida4 November 2005
Scope
Investment adviser representative
Status
Approved
Georgia23 May 2008
Scope
Investment adviser representative
Status
Approved
Texas2 January 2001
Scope
Investment adviser representative
Status
Approved, resident
Utah18 May 2026
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6515 October 1996
Name
Uniform Investment Adviser Law Examination
Series 6315 March 1993
Name
Uniform Securities Agent State Law Examination
Series 42 January 2023
Name
Registered Options Principal Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 92 January 2023
Name
General Securities Sales Supervisor - Options Module Examination
Series 246 June 2002
Name
General Securities Principal Examination
Series 81 April 1999
Name
General Securities Sales Supervisor Examination (Options Module & General Module)
Series 172 January 2023
Name
Limited Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 3121 April 2001
Name
Futures Managed Funds Examination
Series 710 March 1993
Name
General Securities Representative Examination

Individual record

Full name
Tashtego Spring Elwyn
CRD
2319098
Firm
Raymond James & Associates, Inc.
Registration status
Investment adviser and broker registrations
Firm bio
raymondjames.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Raymond James’ current leadership page identifies Tash Elwyn as President of its Private Client Group. Official firm biography or team page

Common questions

Where does Tashtego Elwyn work?

Tashtego Elwyn has been President - Chief Executive Officer Director of Raymond James & Associates, Inc. since February 2014, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 September 2026

Is Tashtego Elwyn a financial advisor?

Yes. Tashtego Elwyn has a current investment-adviser registration in Florida, Georgia, Texas and Utah, through Raymond James & Associates since November 1993, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Tashtego Elwyn have?

Tashtego Elwyn has worked in the financial industry for 33 years as of 17 October 2026, counted from 18 May 1993, across 2 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Tashtego Elwyn passed?

Tashtego Elwyn has passed 11 licensing exams: the Series 7, Series 63, Series 65, Series 8, Series 31, Series 24, SIE, Series 4, Series 10, Series 9 and Series 17. The earliest, the Series 7, was passed in March 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at Raymond James & Associates

Sources

  1. IAPD individual record, CRD 2319098. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Raymond James & Associates, Inc., filed 25 September 2026. Title, control and ownership bands.
  3. Raymond James & Associates team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Tashtego Elwyn or Raymond James & Associates, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.