Tanner Banister has been an investment adviser representative at Richard P. Slaughter Associates since May 2023, and is not listed among the firm’s executive officers or direct owners.
Richard P. Slaughter Associates, Inc. is an Austin, TX firm with $905M under management, 457 clients and 12 advisers in one office, as of its August 2026 filing.
Tanner Banister’s longest registration is the current one, 3 years at Richard P. Slaughter Associates since 2023. Before joining Richard P. Slaughter Associates in 2023, Tanner Banister was registered through Kestra Advisory Services, LLC and Waterloo Capital.
- – present · 3 yearsAustin, TX · Adviser representative · Firm CRD 109080
- Kestra Advisory Services, LLC– · under a yearAustin, TX · Adviser representative · Firm CRD 283330
- Waterloo Capital– · 1 yearAustin, TX · Adviser representative · Firm CRD 133705
- LPL Financial LLC– · 1 yearAustin, TX · Adviser representative · Firm CRD 6413
- Axa Advisors, LLC– · under a yearAustin, TX · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Tanner Banister is registered as an investment adviser representative in 2 states. Each was approved in May 2023.
- New MexicoSince 10 May 2023
- TexasSince 9 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 August 2018 |
| Series 7 | General Securities Representative Examination | 22 July 2018 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tanner Dale Banister
- CRD
- 6955749
- Firm
- Richard P. Slaughter Associates · CRD 109080
- Office
- 9600 NORTH MOPAC, SUITE 600, Austin, TX 78759
- Registration
- Investment adviser registration
- In the industry since
- August 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Tanner Banister work?
Tanner Banister is an investment adviser representative registered through Richard P. Slaughter Associates, Inc. since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Tanner Banister a financial advisor?
Yes. Tanner Banister has a current investment-adviser registration in New Mexico and Texas, through Richard P. Slaughter Associates since May 2023.
How many years of experience does Tanner Banister have?
Tanner Banister has 8 years in the financial industry, since August 2018, across 5 adviser firms.
What exams has Tanner Banister passed?
Tanner Banister has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2018. FINRA credited Tanner Banister with the SIE, which began in October 2018.
Where did Tanner Banister work before Richard P. Slaughter Associates?
Before Richard P. Slaughter Associates, Tanner Banister was registered through Kestra Advisory Services, LLC, June 2022 to April 2023; Waterloo Capital, September 2020 to May 2022; LPL Financial LLC, January 2019 to August 2020; Axa Advisors, LLC, September 2018 to February 2019.
Where is Tanner Banister based?
Tanner Banister’s registered office is in Austin, TX.
Is Tanner Banister registered with FINRA?
No. Tanner Banister has no current broker registration.
How can I verify Tanner Banister’s record?
Search CRD 6955749 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tanner Banister’s full registration record.
