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Tammy Choe

Chief Compliance Officer at Mercer Investments

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Tammy Choe is Chief Compliance Officer of Mercer Investments LLC, a Boston investment adviser managing $226B. Tammy Choe has passed the Series 14, SIE and Series 7TO.

Role at Mercer Investments

Title on Schedule A
Chief Compliance Officer
Control
Tammy Choe is not a control person of Mercer Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Tammy Choe has held the filed role since March 2022.

The firm

Mercer Investments LLC
Boston, MA

Form ADV filed 11 August 2026

$226B AUM1,407 clients662 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE and Series 7TO · 2021
  2. Passed Series 14 · 2011

Registrations and exams

No current adviser or broker registration. Tammy Choe has passed 3 qualifying exams.

Examinations

Series 149 December 2011
Name
Compliance Officer Examination
Series 7TO25 October 2021
Name
General Securities Representative Examination
SIE5 August 2021
Name
Securities Industry Essentials Examination

Individual record

Full name
Tammy Yoo Choe
CRD
5819745
Firm
Mercer Investments LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Tammy Choe work?

Tammy Choe has been Chief Compliance Officer of Mercer Investments LLC since March 2022.

Source: Form ADV, Schedule A, filed 11 August 2026

Does Tammy Choe have a current investment-adviser registration?

Tammy Choe has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Tammy Choe passed?

Tammy Choe has passed 3 licensing exams: the Series 14, SIE and Series 7TO. The earliest, the Series 14, was passed in December 2011.

Source: IAPD individual record, checked 18 October 2026

Leadership at Mercer Investments

Sources

  1. IAPD individual record, CRD 5819745. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mercer Investments LLC, filed 11 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Tammy Choe or Mercer Investments LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.