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Anne Marie Schultz

Chief Commercial Officer at Mercer Investments

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Anne Marie Schultz is Chief Commercial Officer of Mercer Investments LLC, a Boston investment adviser managing $226B. Anne Marie Schultz has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 24 and SIE.

Role at Mercer Investments

Title on Schedule A
Chief Commercial Officer
Control
Anne Marie Schultz is a control person of Mercer Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Anne Marie Schultz has held the filed role since March 2025.

The firm

Mercer Investments LLC
Boston, MA

Form ADV filed 11 August 2026

$226B AUM1,407 clients662 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2016
  3. Passed Series 63 · 2014
  4. Passed Series 7 · 2013

Registrations and exams

Broker registration; no current adviser registration. Anne Marie Schultz has passed 4 qualifying exams.

Examinations

Series 6314 March 2014
Name
Uniform Securities Agent State Law Examination
Series 2413 May 2016
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 722 November 2013
Name
General Securities Representative Examination

Individual record

Full name
Anne Marie Schultz
CRD
6247689
Firm
Mercer Investments LLC
Registration status
Broker registration; no current adviser registration
Firm bio
mercer.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Mercer’s announcement says Anne Marie Schultz joined from BlackRock, where she advised insurance companies and health systems, after earlier work at Oliver Wyman. Official firm biography

Common questions

Where does Anne Marie Schultz work?

Anne Marie Schultz has been Chief Commercial Officer of Mercer Investments LLC since March 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 August 2026

Does Anne Marie Schultz have a current investment-adviser registration?

Anne Marie Schultz has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Anne Marie Schultz passed?

Anne Marie Schultz has passed 4 licensing exams: the Series 7, Series 63, Series 24 and SIE. The earliest, the Series 7, was passed in November 2013.

Source: IAPD individual record, checked 18 October 2026

Leadership at Mercer Investments

Sources

  1. IAPD individual record, CRD 6247689. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mercer Investments LLC, filed 11 August 2026. Title, control and ownership bands.
  3. Mercer Investments team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Anne Marie Schultz or Mercer Investments LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.