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Svetlana Milina

Chief Legal Officer at Oppenheimer Asset Management

Officer record from the firm’s Form ADVForm ADV filed 30 September 2026

Svetlana Milina is Chief Legal Officer of Oppenheimer Asset Management Inc., a New York investment adviser.

Role at Oppenheimer Asset Management

Title on Schedule A
Chief Legal Officer
Control
Svetlana Milina is a control person of Oppenheimer Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Svetlana Milina has held the filed role since October 2025.

The firm

Oppenheimer Asset Management Inc.
New York, NY

Form ADV filed 30 September 2026

$21.3B AUM43,537 clients129 advisers3 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Svetlana Milina is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Svetlana Milina
CRD
3089334
Firm
Oppenheimer Asset Management Inc.
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Svetlana Milina work?

Svetlana Milina has been Chief Legal Officer of Oppenheimer Asset Management Inc. since October 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Leadership at Oppenheimer Asset Management

  • Peter Cadaret
    President
  • Brad Michael Watkins
    Senior Vice President-CFO
  • Robert Steven Lowenthal
    CEO/Director
  • Albert Grinsfelder Lowenthal
    Executive Chairman/Director
  • Bryan McKigney
    Director
  • Dennis Patrick McNamara
    Secretary/Director
  • Mark Montuschi
    Chief Operations Officer
  • Brian Roth
    Ia-CCO
  • Dominic Thomas Valentino
    Managing Director - Compliance

Sources

  1. IAPD individual lookup, CRD 3089334. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Oppenheimer Asset Management Inc., filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Svetlana Milina or Oppenheimer Asset Management Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.