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Peter Cadaret

President at Oppenheimer Asset Management

Investment adviser and broker registrationsNew York, NYSEC record checked 17 October 2026

29
Years in the industry
21
Years at the firm
2
Adviser firms
7
State registrations

IAPD record retrieved 17 October 2026SEC record

Peter Cadaret is President of Oppenheimer Asset Management Inc., a New York investment adviser managing $21.3B. Peter Cadaret has been registered through Oppenheimer Asset Management since 18 August 2005, has 29 years in the industry across 2 firms and has passed 6 licensing exams.

Role at Oppenheimer Asset Management

Title on Schedule A
President
Control
Peter Cadaret is a control person of Oppenheimer Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Peter Cadaret has held the filed role since June 2025.

The firm

Oppenheimer Asset Management Inc.
New York, NY

Form ADV filed 30 September 2026

$21.3B AUM43,537 clients129 advisers3 offices

Career on record

Peter Cadaret has been registered through Oppenheimer Asset Management since August 2005.

Firms and exams, newest first
  1. Passed Series 24 · 2026
  2. Oppenheimer & Co. Inc.Current
    – present · 6 years
    New York, NY · Adviser representative · Firm CRD 249
  3. Passed SIE · 2018
  4. Oppenheimer & Co. Inc.
    – · 3 years
    New York, NY · Adviser representative · Firm CRD 249
  5. Passed Series 65 · 2005
  6. Oppenheimer Asset ManagementCurrent
    – present · 21 years
    New York, NY · Adviser representative · Firm CRD 105559
  7. Oppenheimer Asset Management
    – · 20 years
    New York, NY · Adviser representative · Firm CRD 105559
  8. Passed Series 7, Series 63 and Series 31 · 1997

Registrations and exams

Peter Cadaret has a current investment-adviser registration in California, Georgia, Illinois, New Jersey, New York, North Carolina and Texas and has passed 6 qualifying exams.

California5 January 2026
Scope
Investment adviser representative
Status
Approved
Georgia6 January 2026
Scope
Investment adviser representative
Status
Approved
Illinois18 August 2005
Scope
Investment adviser representative
Status
Approved
New Jersey5 January 2026
Scope
Investment adviser representative
Status
Approved
New York7 April 2021
Scope
Investment adviser representative
Status
Approved
North Carolina5 January 2026
Scope
Investment adviser representative
Status
Approved
Texas5 January 2026
Scope
Investment adviser representative
Status
Approved

Examinations

Series 651 December 2005
Name
Uniform Investment Adviser Law Examination
Series 6313 February 1997
Name
Uniform Securities Agent State Law Examination
Series 247 January 2026
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 3127 February 1997
Name
Futures Managed Funds Examination
Series 723 January 1997
Name
General Securities Representative Examination

Individual record

Full name
Peter Michael Cadaret
CRD
2833000
Firm
Oppenheimer Asset Management Inc.
Registration status
Investment adviser and broker registrations
Office
85 BROAD STREET, New York, NY 10004
Firm bio
oppenheimer.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Oppenheimer identifies Peter Cadaret as president of Oppenheimer Asset Management and says he leads the team overseeing its investment solutions platform. Official Oppenheimer management biography

Education

Common questions

Where does Peter Cadaret work?

Peter Cadaret has been President of Oppenheimer Asset Management Inc. since June 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Is Peter Cadaret a financial advisor?

Yes. Peter Cadaret has a current investment-adviser registration in California, Georgia, Illinois, New Jersey, New York, North Carolina and Texas, through Oppenheimer Asset Management since August 2005, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Peter Cadaret have?

Peter Cadaret has worked in the financial industry for 29 years as of 17 October 2026, counted from 9 July 1997, across 2 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Peter Cadaret passed?

Peter Cadaret has passed 6 licensing exams: the Series 7, Series 63, Series 31, Series 65, SIE and Series 24. The earliest, the Series 7, was passed in January 1997.

Source: IAPD individual record, checked 17 October 2026

Where is Peter Cadaret based?

Peter Cadaret’s registered office is in New York, NY.

Source: IAPD individual record, checked 17 October 2026

Leadership at Oppenheimer Asset Management

  • Brad Michael Watkins
    Senior Vice President-CFO
  • Robert Steven Lowenthal
    CEO/Director
  • Albert Grinsfelder Lowenthal
    Executive Chairman/Director
  • Bryan McKigney
    Director
  • Dennis Patrick McNamara
    Secretary/Director
  • Svetlana Milina
    Chief Legal Officer
  • Mark Montuschi
    Chief Operations Officer
  • Brian Roth
    Ia-CCO
  • Dominic Thomas Valentino
    Managing Director - Compliance

Sources

  1. IAPD individual record, CRD 2833000. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Oppenheimer Asset Management Inc., filed 30 September 2026. Title, control and ownership bands.
  3. Oppenheimer Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Peter Cadaret or Oppenheimer Asset Management Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.