Suzanne Lockwoodfisher has been an investment adviser representative at DHJJ Financial Advisors since July 2021, and is not listed among the firm’s executive officers or direct owners.
DHJJ Financial Advisors, LTD. is a Naperville, IL firm with $623M under management, 431 clients and 8 advisers across 9 offices, as of its July 2026 filing.
Investment adviser representative registrations
Suzanne Lockwoodfisher is registered as an investment adviser representative in Illinois, since July 2021.
- IllinoisSince 15 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 April 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 December 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Suzanne Marie Lockwoodfisher
- CRD
- 2189281
- Firm
- DHJJ Financial Advisors · CRD 107034
- Registration
- Investment adviser registration
- In the industry since
- January 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Suzanne Lockwoodfisher work?
Suzanne Lockwoodfisher is an investment adviser representative registered through DHJJ Financial Advisors, LTD. since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Suzanne Lockwoodfisher a financial advisor?
Yes. Suzanne Lockwoodfisher has a current investment-adviser registration in Illinois, through DHJJ Financial Advisors since July 2021.
How many years of experience does Suzanne Lockwoodfisher have?
Suzanne Lockwoodfisher has 32 years in the financial industry, since January 1994, across 1 adviser firm.
What exams has Suzanne Lockwoodfisher passed?
Suzanne Lockwoodfisher has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 1991. FINRA credited Suzanne Lockwoodfisher with the SIE, which began in October 2018.
Is Suzanne Lockwoodfisher registered with FINRA?
No. Suzanne Lockwoodfisher has no current broker registration.
How can I verify Suzanne Lockwoodfisher’s record?
Search CRD 2189281 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Suzanne Lockwoodfisher’s full registration record.