Kevin Mulligan is a control person of DHJJ Financial Advisors and directly owns between 10% and 25% of it.
DHJJ Financial Advisors is an investment adviser based in Naperville, IL, registered with the SEC since 1992. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $623 million, as filed on 13 July 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 7082978
- Firm
- DHJJ Financial Advisors · CRD 107034
- Role
- Treasurer
- In role since
- January 2025 · 1 year
- Control person
- Yes
- Direct ownership
- 10% to 25%
- Firm headquarters
- Naperville, IL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Kevin Mulligan work?
Kevin Mulligan has been Treasurer of DHJJ Financial Advisors, LTD. since January 2025, and is a control person of the firm.
How can I verify Kevin Mulligan’s record?
Kevin Mulligan’s role is listed on DHJJ Financial Advisors, LTD.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 107034.