Career
Steven Sutton has been Chief Compliance Officer of Prime Finance Advisor since March 2022. Steven Sutton is a control person of the firm and directly owns under 5% of it. Steven Sutton graduated with honors, University of California, Los Angeles. Steven Sutton is a graduate of UC Berkeley School of Law (Boalt Hall).
Prime Finance Advisor, L.P. is a San Francisco, CA firm with $22.2B under management, 73 clients and 91 advisers across 3 offices, as of its May 2026 filing.
Steven Sutton is a managing director and chief compliance officer at Prime Group. Before joining, he practiced corporate law at Simpson Thacher & Bartlett LLP, advising private equity sponsors on fund formation and SEC compliance.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Designations and memberships
Listed by Prime Finance Advisor and the sources below
- Member of the State Bar of California
Individual registration and examination information for Steven Sutton is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Steven Sutton
- CRD
- 7530067
- Record basis
- Form ADV officer listing
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Steven Sutton work?
Steven Sutton has been Chief Compliance Officer of Prime Finance Advisor, L.P. since March 2022, and is a control person of the firm.