Steven Spieldenner has been an investment adviser representative at Vantage Financial Group since April 2022, and is not listed among the firm’s executive officers or direct owners.
Vantage Financial Group, Inc. is a Cleveland, OH firm with $867M under management, 2,521 clients and 22 advisers across 7 offices, as of its March 2026 filing.
Steven Spieldenner’s longest registration was 6 years at Voya Financial Advisors, Inc. (2013–2019). Before joining Vantage Financial Group in 2022, Steven Spieldenner was registered through Cetera Advisor Networks LLC and Voya Financial Advisors, Inc.
- Cetera Investment Advisers LLCAlso current– present · 3 yearsAdviser representative · Firm CRD 105644
- – present · 4 yearsSylvania, OH · Adviser representative · Firm CRD 105950
- Cetera Advisor Networks LLC– · 3 yearsFremont, OH · Adviser representative · Firm CRD 13572
- Voya Financial Advisors, Inc.– · 6 yearsFremont, OH · Adviser representative · Firm CRD 2882
- Walnut Street Securities, Inc.– · under a yearToledo, OH · Adviser representative · Firm CRD 15840
Investment adviser representative registrations
Steven Spieldenner is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2022; the most recent is Texas, in June 2023.
- OhioSince 11 April 2022
- TexasResidentSince 29 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 21 October 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 November 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 August 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Steven John Spieldenner
- CRD
- 2012087
- Firm
- Vantage Financial Group · CRD 105950
- Office
- 5800 Monroe Street, Building A - Suite 4, Sylvania, OH 43560
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steven Spieldenner work?
Steven Spieldenner is an investment adviser representative registered through Vantage Financial Group, Inc. since April 2022, and is not listed among the firm’s executive officers or direct owners.
Is Steven Spieldenner a financial advisor?
Yes. Steven Spieldenner has a current investment-adviser registration in Ohio and Texas, through Vantage Financial Group since April 2022.
How many years of experience does Steven Spieldenner have?
Steven Spieldenner has 34 years in the financial industry, since October 1992, across 5 adviser firms.
What exams has Steven Spieldenner passed?
Steven Spieldenner has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in August 1992. FINRA credited Steven Spieldenner with the SIE, which began in October 2018.
Where did Steven Spieldenner work before Vantage Financial Group?
Before Vantage Financial Group, Steven Spieldenner was registered through Voya Financial Advisors, Inc., July 2013 to October 2019; Walnut Street Securities, Inc., November 2012 to June 2013.
Where is Steven Spieldenner based?
Steven Spieldenner’s registered office is in Sylvania, OH.
Is Steven Spieldenner registered with FINRA?
Yes. Steven Spieldenner has a current broker registration, under CRD 2012087.
Source: FINRA BrokerCheck
How can I verify Steven Spieldenner’s record?
Search CRD 2012087 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Spieldenner’s full registration record.
