George Smith has been Owner of Vantage Financial Group since June 2016, is not listed as a control person, but directly owns between 5% and 10% of the firm. George Smith holds a Master of Business Administration from Case Western Reserve University. George Smith studied at Heidelberg University.
Vantage Financial Group, Inc. is a Cleveland, OH firm with $867M under management, 2,521 clients and 22 advisers across 7 offices, as of its March 2026 filing.
George D. Smith is a Principal of Vantage Financial Group, with more than 20 years of industry experience focusing on investment and financial planning, asset and liability management, and retirement income planning. Before joining Vantage, he served as a district manager for a bank, where he was responsible for the operations, management, staffing, and production of 12 branch offices.
- – present · 26 yearsCleveland, OH · Adviser representative · Firm CRD 105950
Investment adviser representative registrations
George Smith is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2000; the most recent is Texas, in April 2021.
- OhioSince 25 August 2000
- TexasResidentSince 19 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 23 June 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 December 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 December 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- George Daniel Smith
- CRD
- 2427767
- Firm
- Vantage Financial Group · CRD 105950
- Role
- Owner
- Office
- 6200 ROCKSIDE ROAD, SUITE 100, Cleveland, OH 44131
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- vanfin.com
Where does George Smith work?
George Smith has been Owner of Vantage Financial Group, Inc. since June 2016.
Is George Smith a financial advisor?
Yes. George Smith has a current investment-adviser registration in Ohio and Texas, through Vantage Financial Group since August 2000.
How many years of experience does George Smith have?
George Smith has 32 years in the financial industry, since December 1993, across 1 adviser firm.
What exams has George Smith passed?
George Smith has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in December 1993. FINRA credited George Smith with the SIE, which began in October 2018.
Where is George Smith based?
George Smith’s registered office is in Cleveland, OH.
Is George Smith registered with FINRA?
Yes. George Smith has a current broker registration, under CRD 2427767.
Source: FINRA BrokerCheck
How can I verify George Smith’s record?
Search CRD 2427767 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish George Smith’s full registration record.
