Jennifer Soltis has been Chief Compliance Officer of Vantage Financial Group since January 2021, is a control person of the firm and directly owns under 5% of it.
Vantage Financial Group, Inc. is a Cleveland, OH firm with $867M under management, 2,521 clients and 22 advisers across 7 offices, as of its March 2026 filing.
Jennifer Soltis’ longest registration was 6 years at PNC Investments (2009–2015). Before joining Vantage Financial Group in 2022, Jennifer Soltis was registered through Cetera Advisor Networks LLC and PNC Investments.
- Cetera Investment Advisers LLCAlso current– present · 3 yearsAdviser representative · Firm CRD 105644
- – present · 4 yearsCleveland, OH · Adviser representative · Firm CRD 105950
- Cetera Advisor Networks LLC– · 5 yearsValley View, OH · Adviser representative · Firm CRD 13572
- PNC Investments– · 6 yearsCleveland, OH · Adviser representative · Firm CRD 129052
- Natcity Investments, Inc.– · 4 yearsCleveland, OH · Adviser representative · Firm CRD 17490
Investment adviser representative registrations
Jennifer Soltis is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2022; the most recent is Texas, in June 2023.
- OhioSince 7 January 2022
- TexasResidentSince 29 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 March 2001 |
| Series 4 | Registered Options Principal Examination | 20 March 2001 |
| Series 53 | Municipal Securities Principal Examination | 22 January 2001 |
| Series 24 | General Securities Principal Examination | 6 October 2000 |
| Series 7 | General Securities Representative Examination | 19 September 2000 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 3 July 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 June 1999 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jennifer Lynn Soltis
- CRD
- 3143883
- Firm
- Vantage Financial Group · CRD 105950
- Role
- Chief Compliance Officer
- Office
- 6200 ROCKSIDE ROAD, Cleveland, OH 44131
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jennifer Soltis work?
Jennifer Soltis has been Chief Compliance Officer of Vantage Financial Group, Inc. since January 2021, and is a control person of the firm.
Is Jennifer Soltis a financial advisor?
Yes. Jennifer Soltis has a current investment-adviser registration in Ohio and Texas, through Vantage Financial Group since January 2022.
How many years of experience does Jennifer Soltis have?
Jennifer Soltis has 27 years in the financial industry, since September 1999, across 5 adviser firms.
What exams has Jennifer Soltis passed?
Jennifer Soltis has passed 8 licensing exams: the Series 6, Series 26, Series 7, Series 24, Series 53, Series 4, Series 66 and Series 52TO. The earliest, the Series 6, was passed in June 1999. FINRA credited Jennifer Soltis with the SIE, which began in October 2018.
Where did Jennifer Soltis work before Vantage Financial Group?
Before Vantage Financial Group, Jennifer Soltis was registered through PNC Investments, September 2009 to October 2015; Natcity Investments, Inc., May 2005 to November 2009.
Where is Jennifer Soltis based?
Jennifer Soltis’ registered office is in Cleveland, OH.
Is Jennifer Soltis registered with FINRA?
Yes. Jennifer Soltis has a current broker registration, under CRD 3143883.
Source: FINRA BrokerCheck
How can I verify Jennifer Soltis’ record?
Search CRD 3143883 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jennifer Soltis’ full registration record.
