Steven Mitchell has been an investment adviser representative at Ele Advisory Services since February 2020, and is not listed among the firm’s executive officers or direct owners.
Ele Advisory Services, Inc is a Southfield, MI firm with $137M under management, 1,156 clients and 13 advisers across 10 offices, as of its September 2026 filing.
Steven Mitchell’s longest registration is the current one, 6 years at Ele Advisory Services since 2020. Before joining Ele Advisory Services in 2020, Steven Mitchell was registered through Ip Financial Advisory Services LLC and Innovation Partners LLC.
- Ele Advisory Services, IncCurrent– present · 6 yearsPhoenix, AZ · Adviser representative · Firm CRD 148228
- Ip Financial Advisory Services LLC– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 305772
- Innovation Partners LLC– · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 146344
- Securities America Advisors, Inc.– · 1 yearEdina, MN · Adviser representative · Firm CRD 110518
- Waddell & Reed– · under a yearBloomington, MN · Adviser representative · Firm CRD 866
- Thrivent Investment Management Inc.– · 2 yearsWoodbury, MN · Adviser representative · Firm CRD 18387
- BKS Investment Services, Inc.– · under a yearKansas City, MO · Adviser representative · Firm CRD 113550
Investment adviser representative registrations
Steven Mitchell is registered as an investment adviser representative in 21 states, as a resident of Texas. The first approvals date from February 2020; the most recent is Illinois, in January 2026.
- AlabamaSince 9 November 2023
- ArizonaSince 21 April 2020
- CaliforniaSince 21 April 2022
- ColoradoSince 30 April 2020
- ConnecticutSince 11 March 2025
- FloridaSince 28 February 2020
- IllinoisSince 16 January 2026
- IowaSince 13 February 2025
- MarylandSince 25 February 2020
- MassachusettsSince 23 June 2020
- MinnesotaSince 23 April 2020
- MissouriSince 25 February 2020
- North CarolinaSince 24 November 2021
- North DakotaSince 24 November 2020
- OklahomaSince 3 November 2021
- South DakotaSince 11 March 2025
- TexasResidentSince 10 February 2023
- VirginiaSince 17 March 2025
- WashingtonSince 4 March 2021
- WisconsinSince 25 February 2020
- WyomingSince 22 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 March 2014 |
| Series 7 | General Securities Representative Examination | 20 February 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 February 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Steven Kim Mitchell
- CRD
- 4667673
- Firm
- Ele Advisory Services · CRD 148228
- Office
- Phoenix, AZ
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steven Mitchell work?
Steven Mitchell is an investment adviser representative registered through Ele Advisory Services, Inc since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is Steven Mitchell a financial advisor?
Yes. Steven Mitchell has a current investment-adviser registration in Alabama, Arizona, California, Colorado, Connecticut, Florida, Illinois, Iowa, Maryland, Massachusetts, Minnesota, Missouri, North Carolina, North Dakota, Oklahoma, South Dakota, Texas, Virginia, Washington, Wisconsin and Wyoming, through Ele Advisory Services since February 2020.
How many years of experience does Steven Mitchell have?
Steven Mitchell has 13 years in the financial industry, since July 2013, across 7 adviser firms.
What exams has Steven Mitchell passed?
Steven Mitchell has passed 3 licensing exams: the Series 65, Series 7 and Series 66. The earliest, the Series 65, was passed in February 2004. FINRA credited Steven Mitchell with the SIE, which began in October 2018.
Where did Steven Mitchell work before Ele Advisory Services?
Before Ele Advisory Services, Steven Mitchell was registered through Ip Financial Advisory Services LLC, January 2020 to February 2020; Innovation Partners LLC, May 2018 to February 2020; Securities America Advisors, Inc., March 2017 to May 2018; Waddell & Reed, July 2016 to March 2017; Thrivent Investment Management Inc., March 2014 to July 2016; BKS Investment Services, Inc., February 2004 to September 2004.
Where is Steven Mitchell based?
Steven Mitchell’s registered office is in Phoenix, AZ.
Is Steven Mitchell registered with FINRA?
Yes. Steven Mitchell has a current broker registration, under CRD 4667673.
Source: FINRA BrokerCheck
How can I verify Steven Mitchell’s record?
Search CRD 4667673 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Mitchell’s full registration record.
