Ellis Liddell has been Chief Executive Officer/Chief Compliance Officer of Ele Advisory Services since December 2010, is a control person of the firm and directly owns 75% or more of it. Ellis Liddell holds a Bachelor's Degree in Business and Education from Mississippi College.
Ele Advisory Services, Inc is a Southfield, MI firm with $137M under management, 1,156 clients and 13 advisers across 10 offices, as of its September 2026 filing.
Ellis Liddell is President of ELE Wealth Management, Inc. He has been involved in the financial services industry since 1980. In 1990, he established his own company, Ellis Liddell Enterprises, which laid the groundwork for what is now ELE Wealth Management, Inc.
Ellis Liddell’s longest registration is the current one, 15 years at Ele Advisory Services since 2011. Before joining Ele Advisory Services in 2011, Ellis Liddell was registered through Geneos Wealth Management, Inc. and North Harbor Advisers.
- Ele Advisory Services, IncCurrent– present · 15 yearsSouthfield, MI · Adviser representative · Firm CRD 148228
- Geneos Wealth Management, Inc.– · under a yearSouthfield, MI · Adviser representative · Firm CRD 120894
- North Harbor Advisers– · under a yearMount Clemens, MI · Adviser representative · Firm CRD 149379
- Securities America Advisors, Inc.– · 1 yearSouthfield, MI · Adviser representative · Firm CRD 110518
- Investors Capital Advisory– · 3 yearsSouthfield, MI · Adviser representative · Firm CRD 30613
- Eastern Point Advisors Inc.– · 2 yearsSouthfield, MI · Adviser representative · Firm CRD 107123
- Wachovia Securities Financial Network, LLC– · under a yearDallas, TX · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
Ellis Liddell is registered as an investment adviser representative in 18 states. The first approvals date from April 2011; the most recent is Illinois, in December 2024.
- AlabamaSince 25 September 2014
- ArizonaSince 14 April 2021
- CaliforniaSince 31 October 2018
- ColoradoSince 22 August 2023
- ConnecticutSince 20 November 2024
- FloridaSince 6 March 2013
- GeorgiaSince 20 September 2011
- IllinoisSince 10 December 2024
- LouisianaSince 6 March 2013
- MichiganSince 14 April 2011
- MinnesotaSince 11 January 2023
- MississippiSince 19 June 2014
- New YorkSince 8 April 2021
- North CarolinaSince 20 November 2024
- OklahomaSince 21 November 2024
- TexasSince 17 November 2011
- UtahSince 2 October 2014
- VirginiaSince 10 July 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 9 October 2013 |
| Series 24 | General Securities Principal Examination | 18 June 2001 |
| Series 7 | General Securities Representative Examination | 10 July 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 May 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 May 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 September 1998 |
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Ellis Nurogar Liddell
- CRD
- 1035964
- Firm
- Ele Advisory Services · CRD 148228
- Role
- Chief Executive Officer/Chief Compliance Officer
- Office
- 18700 W. 10 MILE ROAD, SUITE 100, Southfield, MI 48075
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- elewealth.com
Where does Ellis Liddell work?
Ellis Liddell has been Chief Executive Officer/Chief Compliance Officer of Ele Advisory Services, Inc since December 2010, and is a control person of the firm.
Is Ellis Liddell a financial advisor?
Yes. Ellis Liddell has a current investment-adviser registration in Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Louisiana, Michigan, Minnesota, Mississippi, New York, North Carolina, Oklahoma, Texas, Utah and Virginia, through Ele Advisory Services since April 2011.
How many years of experience does Ellis Liddell have?
Ellis Liddell has 36 years in the financial industry, since September 1990, across 7 adviser firms.
What exams has Ellis Liddell passed?
Ellis Liddell has passed 8 licensing exams: the Series 6, Series 65, Series 63, Series 7, Series 24, Series 28, Series 52TO and Series 99TO. The earliest, the Series 6, was passed in September 1998. FINRA credited Ellis Liddell with the SIE, which began in October 2018.
Where did Ellis Liddell work before Ele Advisory Services?
Before Ele Advisory Services, Ellis Liddell was registered through North Harbor Advisers, November 2010 to December 2010; Securities America Advisors, Inc., March 2009 to December 2010; Investors Capital Advisory, June 2005 to September 2008; Eastern Point Advisors Inc., July 2003 to August 2005; Wachovia Securities Financial Network, LLC, July 2003 to July 2003.
Where is Ellis Liddell based?
Ellis Liddell’s registered office is in Southfield, MI.
Is Ellis Liddell registered with FINRA?
Yes. Ellis Liddell has a current broker registration, under CRD 1035964.
Source: FINRA BrokerCheck
How can I verify Ellis Liddell’s record?
Search CRD 1035964 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ellis Liddell’s full registration record.
