Steven Mais has been President of Chartist since May 2026, is a control person of the firm and directly owns between 50% and 75% of it.
Chartist Inc is a Long Beach, CA firm with $170M under management, 426 clients and 2 advisers in one office, as of its May 2026 filing.
Investment adviser representative registrations
Steven Mais is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in January 2026.
- CaliforniaSince 30 January 2026
- TexasResidentSince 30 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 2 | Non-Member General Securities Examination | 8 June 1995 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 September 1983 |
| Series 7 | General Securities Representative Examination | 21 June 1980 |
- Name
- Non-Member General Securities Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Gerard Mais
- CRD
- 710902
- Firm
- Chartist · CRD 105072
- Role
- President
- Office
- 6621 E. PACIFIC COAST HWY. #240, Long Beach, CA 90803
- Registration
- Investment adviser registration
- In the industry since
- November 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Mais work?
Steven Mais has been President of Chartist Inc since May 2026, and is a control person of the firm.
Is Steven Mais a financial advisor?
Yes. Steven Mais has a current investment-adviser registration in California and Texas, through Chartist since January 2026.
How many years of experience does Steven Mais have?
Steven Mais has 40 years in the financial industry, since November 1985, across 1 adviser firm.
What exams has Steven Mais passed?
Steven Mais has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 2. The earliest, the Series 7, was passed in June 1980.
Where is Steven Mais based?
Steven Mais’ registered office is in Long Beach, CA.
Is Steven Mais registered with FINRA?
No. Steven Mais has no current broker registration.
How can I verify Steven Mais’ record?
Search CRD 710902 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Mais’ full registration record.