Christopher Mais has been Chief Compliance Officer of Chartist since May 2026, is a control person of the firm and directly owns between 50% and 75% of it.
Chartist Inc is a Long Beach, CA firm with $170M under management, 426 clients and 2 advisers in one office, as of its May 2026 filing.
Investment adviser representative registrations
Christopher Mais is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in January 2026.
- CaliforniaSince 30 January 2026
- TexasResidentSince 30 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 2 | Non-Member General Securities Examination | 1 December 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 June 1995 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 January 1994 |
- Name
- Non-Member General Securities Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Christopher Kier Mais
- CRD
- 2449031
- Firm
- Chartist · CRD 105072
- Role
- Chief Compliance Officer
- Office
- 6621 E. PACIFIC COAST HWY. #240, Long Beach, CA 90803
- Registration
- Investment adviser registration
- In the industry since
- August 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Mais work?
Christopher Mais has been Chief Compliance Officer of Chartist Inc since May 2026, and is a control person of the firm.
Is Christopher Mais a financial advisor?
Yes. Christopher Mais has a current investment-adviser registration in California and Texas, through Chartist since January 2026.
How many years of experience does Christopher Mais have?
Christopher Mais has 29 years in the financial industry, since August 1997, across 1 adviser firm.
What exams has Christopher Mais passed?
Christopher Mais has passed 3 licensing exams: the Series 65, Series 63 and Series 2. The earliest, the Series 65, was passed in January 1994.
Where is Christopher Mais based?
Christopher Mais’ registered office is in Long Beach, CA.
Is Christopher Mais registered with FINRA?
No. Christopher Mais has no current broker registration.
How can I verify Christopher Mais’ record?
Search CRD 2449031 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Mais’ full registration record.