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Steven Hayes

Chief Financial Officer & Chief Operating Officer at PT Asset Management

Officer record from the firm’s Form ADVForm ADV filed 31 March 2026

Steven Hayes is Chief Financial Officer & Chief Operating Officer of PT Asset Management, LLC, a Chicago investment adviser.

Role at PT Asset Management

Title on Schedule A
Chief Financial Officer & Chief Operating Officer
Control
Steven Hayes is a control person of PT Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Steven Hayes has held the filed role since May 2012.

The firm

PT Asset Management, LLC
Chicago, IL

Form ADV filed 31 March 2026

$11.3B AUM4 clients16 advisers1 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Steven Hayes is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Steven Hayes
CRD
5518521
Firm
PT Asset Management, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Steven Hayes work?

Steven Hayes has been Chief Financial Officer & Chief Operating Officer of PT Asset Management, LLC since May 2012, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at PT Asset Management

Sources

  1. IAPD individual lookup, CRD 5518521. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of PT Asset Management, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Steven Hayes or PT Asset Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.