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Ryan Massey

Board Member at PT Asset Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Ryan Massey is Board Member of PT Asset Management, LLC, a Chicago investment adviser managing $11.3B. Ryan Massey has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 66 and SIE.

Role at PT Asset Management

Title on Schedule A
Board Member
Control
Ryan Massey is a control person of PT Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Ryan Massey has held the filed role since February 2025.

The firm

PT Asset Management, LLC
Chicago, IL

Form ADV filed 31 March 2026

$11.3B AUM4 clients16 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 66 · 2012
  3. Passed Series 7 · 2011

Registrations and exams

Broker registration; no current adviser registration. Ryan Massey has passed 3 qualifying exams.

Examinations

Series 669 January 2012
Name
Uniform Combined State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 722 December 2011
Name
General Securities Representative Examination

Individual record

Full name
Ryan A Massey
CRD
4414888
Firm
PT Asset Management, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Ryan Massey work?

Ryan Massey has been Board Member of PT Asset Management, LLC since February 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Ryan Massey have a current investment-adviser registration?

Ryan Massey has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Ryan Massey passed?

Ryan Massey has passed 3 licensing exams: the Series 7, Series 66 and SIE. The earliest, the Series 7, was passed in December 2011.

Source: IAPD individual record, checked 17 October 2026

Leadership at PT Asset Management

Sources

  1. IAPD individual record, CRD 4414888. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of PT Asset Management, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Ryan Massey or PT Asset Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.