Steven Goodman has been an investment adviser representative at Goodman Advisory Group since January 2017, and is not listed among the firm’s executive officers or direct owners.
Goodman Advisory Group, LLC is a Needham, MA firm with $415M under management, 380 clients and 6 advisers in one office, as of its March 2026 filing.
Steven Goodman’s longest registration was 11 years at LPL Financial LLC (2006–2017). Before joining Goodman Advisory Group in 2017, Steven Goodman was registered through LPL Financial LLC.
- Goodman Advisory Group, LLCCurrent– present · 9 yearsNeedham, MA · Adviser representative · Firm CRD 285637
- LPL Financial LLC– · 11 yearsNeedham, MA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Steven Goodman is registered as an investment adviser representative in Massachusetts, since January 2017.
- MassachusettsSince 3 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 26 March 1996 |
| Series 24 | General Securities Principal Examination | 21 December 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 May 1988 |
| Series 7 | General Securities Representative Examination | 16 April 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Martin Goodman
- CRD
- 1826850
- Firm
- Goodman Advisory Group · CRD 285637
- Office
- 160 GOULD ST, SUITE 102, Needham, MA 02494
- Registration
- Investment adviser registration
- In the industry since
- May 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Goodman work?
Steven Goodman is an investment adviser representative registered through Goodman Advisory Group, LLC since January 2017, and is not listed among the firm’s executive officers or direct owners.
Is Steven Goodman a financial advisor?
Yes. Steven Goodman has a current investment-adviser registration in Massachusetts, through Goodman Advisory Group since January 2017.
How many years of experience does Steven Goodman have?
Steven Goodman has 38 years in the financial industry, since May 1988, across 2 adviser firms.
What exams has Steven Goodman passed?
Steven Goodman has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in April 1988. FINRA credited Steven Goodman with the SIE, which began in October 2018.
Where is Steven Goodman based?
Steven Goodman’s registered office is in Needham, MA.
Is Steven Goodman registered with FINRA?
No. Steven Goodman has no current broker registration.
How can I verify Steven Goodman’s record?
Search CRD 1826850 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Goodman’s full registration record.
