Joseph Rofino has been Principal, Portfolio Manager of Goodman Advisory Group since January 2020, is a control person of the firm and directly owns between 25% and 50% of it. Joseph Rofino holds a Bachelor of Science in Marketing Communication from Emerson College.
Goodman Advisory Group, LLC is a Needham, MA firm with $415M under management, 380 clients and 6 advisers in one office, as of its March 2026 filing.
Joe Rofino is Principal, Portfolio Manager of Goodman Advisory Group, LLC. He advises clients of the firm as Research Coordinator and Portfolio Manager. Before joining Goodman Advisory, he was an Institutional Analyst at Morgan Stanley, where he worked with companies and non-profits on managing their pensions and retirement plans. He began his career at Eaton Vance, where his last role involved working with several portfolio managers to implement their investment strategies.
Joseph Rofino’s longest registration is the current one, 9 years at Goodman Advisory Group since 2017. Before joining Goodman Advisory Group in 2017, Joseph Rofino was registered through LPL Financial LLC and Morgan Stanley.
- Goodman Advisory Group, LLCCurrent– present · 9 yearsNeedham, MA · Adviser representative · Firm CRD 285637
- LPL Financial LLC– · 1 yearFort Mill, SC · Adviser representative · Firm CRD 6413
- Morgan Stanley– · 3 yearsMiddleton, MA · Adviser representative · Firm CRD 149777
Professional designations
Listed by Goodman Advisory Group
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Joseph Rofino is registered as an investment adviser representative in Massachusetts, since January 2017.
- MassachusettsSince 3 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 October 2012 |
| Series 7 | General Securities Representative Examination | 24 August 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Paul Rofino
- CRD
- 6057255
- Firm
- Goodman Advisory Group · CRD 285637
- Role
- Principal, Portfolio Manager
- Office
- 160 GOULD ST, SUITE 102, Needham, MA 02494
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- goodmanadvisorygroup.com
Where does Joseph Rofino work?
Joseph Rofino has been Principal, Portfolio Manager of Goodman Advisory Group, LLC since January 2020, and is a control person of the firm.
Is Joseph Rofino a financial advisor?
Yes. Joseph Rofino has a current investment-adviser registration in Massachusetts, through Goodman Advisory Group since January 2017.
How many years of experience does Joseph Rofino have?
Joseph Rofino has 14 years in the financial industry, since October 2012, across 3 adviser firms.
What exams has Joseph Rofino passed?
Joseph Rofino has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2012. FINRA credited Joseph Rofino with the SIE, which began in October 2018.
Where did Joseph Rofino work before Goodman Advisory Group?
Before Goodman Advisory Group, Joseph Rofino was registered through Morgan Stanley, October 2012 to April 2016.
Where is Joseph Rofino based?
Joseph Rofino’s registered office is in Needham, MA.
Is Joseph Rofino registered with FINRA?
Yes. Joseph Rofino has a current broker registration, under CRD 6057255.
Source: FINRA BrokerCheck
Is Joseph Rofino a CFA charterholder?
Goodman Advisory Group lists Joseph Rofino with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Joseph Rofino’s record?
Search CRD 6057255 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Rofino’s full registration record.
