Steven Cowley has been Chief Investment Officer of One Capital Management since January 2004, is a control person of the firm and directly owns under 5% of it. Steven Cowley holds a Bachelor of Arts in Finance from The University of Utah.
One Capital Management, LLC is a Westlake Village, CA firm with $8.53B under management, 3,535 clients and 55 advisers across 13 offices, as of its August 2026 filing.
Steve Cowley is Chief Investment Officer of One Capital Management. Before joining One Capital, he was an Executive Director - Investments and Senior Portfolio Manager in the Private Client Division of Oppenheimer & Co., where he managed equity and balanced portfolios since 1995. He was a Vice President, Securities Analyst and Senior Portfolio Manager at First Security Investment Management, Inc. from 1986 to 1995.
Steven Cowley’s longest registration is the current one, 22 years at One Capital Management since 2004. Before joining One Capital Management in 2004, Steven Cowley was registered through Fahnestock Asset Management and CIBC World Markets Corp.
- Cascade Financial Management, Inc.– · 3 yearsDenver, CO · Adviser representative · Firm CRD 119030
- One Capital Management, LLCCurrent– present · 22 yearsWestlake Village, CA · Adviser representative · Firm CRD 114861
- Fahnestock Asset Management– · 1 yearLos Angeles , CA · Adviser representative · Firm CRD 249
- CIBC World Markets Corp.– · 6 yearsLos Angeles, CA · Adviser representative · Firm CRD 630
Professional designations
Listed by One Capital Management
- CFA®
Investment adviser representative registrations
Steven Cowley is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2004; the most recent is Texas, in April 2005.
- CaliforniaSince 21 January 2004
- TexasResidentSince 13 April 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 January 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 November 1995 |
| Series 7 | General Securities Representative Examination | 14 November 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Robert Cowley
- CRD
- 1580108
- Firm
- One Capital Management · CRD 114861
- Role
- Chief Investment Officer
- Office
- 3075 TOWNSGATE ROAD, SUITE 350, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- March 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- onecapital.com
Where does Steven Cowley work?
Steven Cowley has been Chief Investment Officer of One Capital Management, LLC since January 2004, and is a control person of the firm.
Is Steven Cowley a financial advisor?
Yes. Steven Cowley has a current investment-adviser registration in California and Texas, through One Capital Management since January 2004.
How many years of experience does Steven Cowley have?
Steven Cowley has 30 years in the financial industry, since March 1996, across 4 adviser firms.
What exams has Steven Cowley passed?
Steven Cowley has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1995.
Where did Steven Cowley work before One Capital Management?
Before One Capital Management, Steven Cowley was registered through Fahnestock Asset Management, January 2003 to January 2004; CIBC World Markets Corp., March 1996 to January 2003.
Where is Steven Cowley based?
Steven Cowley’s registered office is in Westlake Village, CA.
Is Steven Cowley registered with FINRA?
No. Steven Cowley has no current broker registration.
Is Steven Cowley a CFA charterholder?
One Capital Management lists Steven Cowley with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Steven Cowley’s record?
Search CRD 1580108 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Cowley’s full registration record.