Curtis Wheeler is not listed as a control person, but directly owns under 5% of One Capital Management. Curtis Wheeler holds a Juris Doctor from California Western School of Law.
One Capital Management is an investment adviser based in Westlake Village, CA, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include high-net-worth individuals, other investment advisers and individual clients. Its regulatory assets under management total $8.53 billion, as filed on 16 August 2026. Its fees, ownership and offices are on the firm’s profile.
Curtis Wheeler is Chief Compliance Officer of One Capital Management. He is an attorney who has managed regulatory compliance programs, policies, and procedures with a focus on SEC and FINRA filings and regulations.
- CRD
- 7331392
- Firm
- One Capital Management · CRD 114861
- Role
- Chief
- In role since
- January 2025 · 1 year
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Westlake Village, CA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- onecapital.com
Where does Curtis Wheeler work?
Curtis Wheeler has been Chief of One Capital Management, LLC since January 2025.
How can I verify Curtis Wheeler’s record?
Curtis Wheeler’s role is listed on One Capital Management, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 114861.