Steve Solano has been CCO of Cornerstone Professional Advisor Services since June 2017, is a control person of the firm and directly owns under 5% of it.
Cornerstone Professional Advisor Services, LLC is a Garden City, NY firm with $110M under management, 366 clients and 3 advisers across 4 offices, as of its March 2026 filing.
No adviser firm registrations are on Steve Solano’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 30 | NFA Branch Manager Examination | 2 May 2025 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 55 | Limited Representative-Equity Trader Exam | 22 November 2002 |
| Series 4 | Registered Options Principal Examination | 22 April 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 November 1996 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 3 June 1996 |
| Series 24 | General Securities Principal Examination | 19 August 1992 |
| Series 7 | General Securities Representative Examination | 15 August 1987 |
- Name
- NFA Branch Manager Examination
- Name
- Compliance Officer Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Operations Professional Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Registered Options Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- CRD
- 1650853
- Firm
- Cornerstone Professional Advisor Services · CRD 115122
- Role
- CCO
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steve Solano work?
Steve Solano has been CCO of Cornerstone Professional Advisor Services, LLC since June 2017, and is a control person of the firm.
Does Steve Solano have a current investment-adviser registration?
Steve Solano has a current broker registration and no current investment-adviser registration.
What exams has Steve Solano passed?
Steve Solano has passed 13 licensing exams: the Series 7, Series 24, Series 8, Series 63, Series 65, Series 4, Series 55, Series 14, Series 9, Series 10, Series 99TO, Series 57TO and Series 30. The earliest, the Series 7, was passed in August 1987. FINRA credited Steve Solano with the SIE, which began in October 2018.
Is Steve Solano registered with FINRA?
Yes. Steve Solano has a current broker registration, under CRD 1650853.
Source: FINRA BrokerCheck
How can I verify Steve Solano’s record?
Search CRD 1650853 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steve Solano’s full registration record.
