Alfonso Figliolia has held the title Member at Cornerstone Professional Advisor Services since February 2001, is a control person of the firm and directly owns between 50% and 75% of it. Alfonso Figliolia holds a Bachelor of Business Administration from St. Francis College and a Bachelor of Science from St. Francis College.
Cornerstone Professional Advisor Services, LLC is a Garden City, NY firm with $110M under management, 366 clients and 3 advisers across 4 offices, as of its March 2026 filing.
Alfonso Figliolia is an Investment Advisor Representative and Principal of Cornerstone Professional Advisor Services, LLC, based in Garden City, New York. For the past 37 years, he has provided services as a financial planner to individual clients as well as CPAs and their businesses. He is also an arbitrator for the Financial Industry Regulatory Authority (FINRA). His services include wealth building, retirement and estate planning, business planning and financial strategies for education.
Alfonso Figliolia’s longest registration is the current one, 22 years at Cornerstone Professional Advisor Services since 2004. Before joining Cornerstone Professional Advisor Services in 2004, Alfonso Figliolia was registered through FSC Securities Corporation.
- – present · 22 yearsGarden City, NY · Adviser representative · Firm CRD 115122
- FSC Securities Corporation– · 1 yearWantagh, NY · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Alfonso Figliolia is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2004; the most recent is New York, in November 2022.
- FloridaSince 14 July 2004
- New YorkSince 29 November 2022
- TexasResidentSince 18 June 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 February 2001 |
| Series 24 | General Securities Principal Examination | 16 December 1994 |
| Series 15 | Foreign Currency Options Examination | 8 December 1982 |
| Series 3 | National Commodity Futures Examination | 24 August 1982 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 October 1980 |
| Series 12 | NYSE Branch Manager Examination | 26 July 1979 |
| Series 7 | General Securities Representative Examination | 20 January 1979 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Foreign Currency Options Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- NYSE Branch Manager Examination
- Name
- General Securities Representative Examination
- Full name
- Alfonso George Figliolia
- CRD
- 863524
- Firm
- Cornerstone Professional Advisor Services · CRD 115122
- Role
- Member
- Office
- 9 ENDO BLVD., Garden City, NY 11530
- Registration
- Investment adviser registration
- In the industry since
- June 1979
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cpasllc.com
Where does Alfonso Figliolia work?
Alfonso Figliolia has held the title Member at Cornerstone Professional Advisor Services, LLC since February 2001, and is a control person of the firm.
Is Alfonso Figliolia a financial advisor?
Yes. Alfonso Figliolia has a current investment-adviser registration in Florida, New York and Texas, through Cornerstone Professional Advisor Services since June 2004.
How many years of experience does Alfonso Figliolia have?
Alfonso Figliolia has 47 years in the financial industry, since June 1979, across 2 adviser firms.
What exams has Alfonso Figliolia passed?
Alfonso Figliolia has passed 7 licensing exams: the Series 7, Series 12, Series 63, Series 3, Series 15, Series 24 and Series 66. The earliest, the Series 7, was passed in January 1979. FINRA credited Alfonso Figliolia with the SIE, which began in October 2018.
Where did Alfonso Figliolia work before Cornerstone Professional Advisor Services?
Before Cornerstone Professional Advisor Services, Alfonso Figliolia was registered through FSC Securities Corporation, July 2001 to August 2002.
Where is Alfonso Figliolia based?
Alfonso Figliolia’s registered office is in Garden City, NY.
Is Alfonso Figliolia registered with FINRA?
No. Alfonso Figliolia has no current broker registration.
How can I verify Alfonso Figliolia’s record?
Search CRD 863524 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alfonso Figliolia’s full registration record.
