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Sterling Grol

Managing Director at Gi Manager

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Sterling Grol is Managing Director of Gi Manager L.P., a Scottsdale investment adviser managing $35.7B. Sterling Grol has passed the Series 7 and SIE.

Role at Gi Manager

Title on Schedule A
Managing Director
Control
Sterling Grol is not a control person of Gi Manager.
Ownership
An individual ownership band is not available in the source record.
Tenure
Sterling Grol has held the filed role since January 2026.

The firm

Gi Manager L.P.
Scottsdale, AZ

Form ADV filed 30 March 2026

$35.7B AUM29 clients85 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 · 2005

Registrations and exams

No current adviser or broker registration. Sterling Grol has passed 2 qualifying exams.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 726 August 2005
Name
General Securities Representative Examination

Individual record

Full name
Sterling Michael Grol
CRD
4763491
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Sterling Grol is a Managing Director focused on business development in EMEA. His biography lists a BA from the University of Nottingham. Official firm biography

Education

Common questions

Where does Sterling Grol work?

Sterling Grol has been Managing Director of Gi Manager L.P. since January 2026.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Sterling Grol have a current investment-adviser registration?

Sterling Grol has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Sterling Grol passed?

Sterling Grol has passed 2 licensing exams: the Series 7 and SIE. The earliest, the Series 7, was passed in August 2005.

Source: IAPD individual record, checked 18 October 2026

Leadership at Gi Manager

Sources

  1. IAPD individual record, CRD 4763491. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Gi Manager L.P., filed 30 March 2026. Title, control and ownership bands.
  3. Gi Manager team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Sterling Grol or Gi Manager L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.