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Kate Rosen

Managing Director at Gi Manager

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Kate Rosen is Managing Director of Gi Manager L.P., a Scottsdale investment adviser managing $35.7B. Kate Rosen has passed the Series 79, Series 63 and SIE.

Role at Gi Manager

Title on Schedule A
Managing Director
Control
Kate Rosen is not a control person of Gi Manager.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kate Rosen has held the filed role since January 2025.

The firm

Gi Manager L.P.
Scottsdale, AZ

Form ADV filed 30 March 2026

$35.7B AUM29 clients85 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 79 and Series 63 · 2010

Registrations and exams

No current adviser or broker registration. Kate Rosen has passed 3 qualifying exams.

Examinations

Series 6323 August 2010
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 7926 April 2010
Name
Investment Banking Registered Representative Examination

Individual record

Full name
Kate Michelle Rosen
CRD
5749449
Firm
Gi Manager L.P.
Registration status
No current adviser or broker registration
Firm bio
gipartners.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Kate (Balbirer) Rosen is a Managing Director in Capital Markets. Her biography lists a BBA from the University of Michigan Ross School of Business. Official firm biography

Education

Common questions

Where does Kate Rosen work?

Kate Rosen has been Managing Director of Gi Manager L.P. since January 2025.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Kate Rosen have a current investment-adviser registration?

Kate Rosen has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Kate Rosen passed?

Kate Rosen has passed 3 licensing exams: the Series 79, Series 63 and SIE. The earliest, the Series 79, was passed in April 2010.

Source: IAPD individual record, checked 18 October 2026

Leadership at Gi Manager

Sources

  1. IAPD individual record, CRD 5749449. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Gi Manager L.P., filed 30 March 2026. Title, control and ownership bands.
  3. Gi Manager team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kate Rosen or Gi Manager L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.