Role at Driehaus Capital Management
- Title on Schedule A
- President and CEO
- Control
- Stephen Weber is a control person of Driehaus Capital Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Stephen Weber has held the filed role since February 2020.
The firm
Form ADV filed 14 September 2026
Career on record
- Passed SIE · 2018
- Passed Series 3 · 2016
- Passed Series 7 and Series 24 · 2005
- Columbia Management Advisors, LLC– · 1 yearChicago, IL · Adviser representative · Firm CRD 107900
- Columbia Management Advisors, Inc.– · 2 yearsChicago, IL · Adviser representative · Firm CRD 105842
- Passed Series 6 and Series 66 · 1999
- Stein Roe & Farnham Incorporated– · 4 yearsChicago, IL · Adviser representative · Firm CRD 105847
Registrations and exams
Broker registration; no current adviser registration. Stephen Weber has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 December 1999 |
| Series 24 | General Securities Principal Examination | 28 June 2005 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 3 | National Commodity Futures Examination | 11 March 2016 |
| Series 7 | General Securities Representative Examination | 27 April 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 June 1999 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Stephen Thomas Weber
- CRD
- 3223117
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- driehaus.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Driehaus identifies Stephen Weber as President and CEO, responsible for the firm’s investment management, marketing and relationship management. Official Driehaus biography
Education
- Driehaus says Stephen Weber earned a B.S. in finance and international studies from Indiana University.Official Driehaus biography
Common questions
Where does Stephen Weber work?
Stephen Weber has been President and CEO of Driehaus Capital Management LLC since February 2020, and is a control person of the firm.
Does Stephen Weber have a current investment-adviser registration?
Stephen Weber has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Stephen Weber passed?
Stephen Weber has passed 6 licensing exams: the Series 6, Series 66, Series 7, Series 24, Series 3 and SIE. The earliest, the Series 6, was passed in June 1999.
Where was Stephen Weber previously registered as an investment adviser?
Stephen Weber has past investment-adviser registrations through Columbia Management Advisors, LLC, April 2005 to December 2005; Columbia Management Advisors, Inc., April 2003 to April 2005; Stein Roe & Farnham Incorporated, June 1999 to April 2003, across 3 firms.
Leadership at Driehaus Capital Management
- Robert KurinskyChief Financial Officer, Chief Operating Officer and Treasurer
- Anne KochevarChief Compliance Officer
- Janet McWilliamsGeneral Counsel and Secretary
- Thomas SeftenbergHead of Global Distribution