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Anne Kochevar

Chief Compliance Officer at Driehaus Capital Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Anne Kochevar is Chief Compliance Officer of Driehaus Capital Management LLC, a Chicago investment adviser managing $26.1B. Anne Kochevar has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Driehaus Capital Management

Title on Schedule A
Chief Compliance Officer
Control
Anne Kochevar is a control person of Driehaus Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Anne Kochevar has held the filed role since July 2019.

The firm

Driehaus Capital Management LLC
Chicago, IL

Form ADV filed 14 September 2026

$26.1B AUM90 clients27 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 53 · 2005
  3. Passed Series 63 · 2003
  4. Passed Series 65 · 1997
  5. Passed Series 24 · 1995
  6. Passed Series 7 · 1993
  7. Passed Series 6 · 1992

Registrations and exams

Broker registration; no current adviser registration. Anne Kochevar has passed 7 qualifying exams.

Examinations

Series 633 January 2003
Name
Uniform Securities Agent State Law Examination
Series 6511 April 1997
Name
Uniform Investment Adviser Law Examination
Series 5317 October 2005
Name
Municipal Securities Principal Examination
Series 245 October 1995
Name
General Securities Principal Examination
SIE25 January 2018
Name
Securities Industry Essentials Examination
Series 724 May 1993
Name
General Securities Representative Examination
Series 622 July 1992
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Anne Steele Kochevar
CRD
1281519
Firm
Driehaus Capital Management LLC
Registration status
Broker registration; no current adviser registration
Firm bio
driehaus.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Driehaus identifies Anne Kochevar as Chief Compliance Officer responsible for compliance oversight of the firm and Driehaus Mutual Funds. Official Driehaus biography

Education

  • Driehaus says Anne Kochevar earned a B.S. in business, marketing and advertising from Indiana University and a J.D. from Chicago-Kent College of Law.Official Driehaus biography

Common questions

Where does Anne Kochevar work?

Anne Kochevar has been Chief Compliance Officer of Driehaus Capital Management LLC since July 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 September 2026

Does Anne Kochevar have a current investment-adviser registration?

Anne Kochevar has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Anne Kochevar passed?

Anne Kochevar has passed 7 licensing exams: the Series 6, Series 7, Series 24, Series 65, Series 63, Series 53 and SIE. The earliest, the Series 6, was passed in July 1992.

Source: IAPD individual record, checked 17 October 2026

Leadership at Driehaus Capital Management

Sources

  1. IAPD individual record, CRD 1281519. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Driehaus Capital Management LLC, filed 14 September 2026. Title, control and ownership bands.
  3. Driehaus Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Anne Kochevar or Driehaus Capital Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.