Stephen Spach has been an investment adviser representative at Pinion Investment Advisors since April 2023, and is not listed among the firm’s executive officers or direct owners. Stephen Spach holds a Master of Business Administration from Craig School of Business at Fresno State.
Pinion Investment Advisors, LLC is a Wichita, KS firm with $837M under management, 615 clients and 8 advisers across 4 offices, as of its May 2026 filing.
Stephen Spach works with the Pinion Wealth team and CPAs to help individuals, families and business owners achieve their financial objectives. He found inspiration to join the financial services industry during an 8-year NFL career. Since 2013 he has helped clients minimize taxes, grow their wealth and plan for their future.
Stephen Spach’s longest registration was 6 years at LPL Financial LLC (2013–2020). Before joining Pinion Investment Advisors in 2023, Stephen Spach was registered through Heritage Wealth Management, LLC and LPL Financial LLC.
- – present · 3 yearsFresno, CA · Adviser representative · Firm CRD 114556
- Heritage Wealth Management, LLC– · 2 yearsClovis, CA · Adviser representative · Firm CRD 287909
- LPL Financial LLC– · 6 yearsFresno, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Stephen Spach is registered as an investment adviser representative in California, since April 2023.
- CaliforniaSince 18 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 November 2013 |
| Series 7 | General Securities Representative Examination | 13 August 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6194336
- Firm
- Pinion Investment Advisors · CRD 114556
- Office
- 5 RIVER PARK PLACE EAST, SUITE 320, Fresno, CA 93720
- Registration
- Investment adviser registration
- In the industry since
- August 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pinionwealth.com
Where does Stephen Spach work?
Stephen Spach is an investment adviser representative registered through Pinion Investment Advisors, LLC since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Spach a financial advisor?
Yes. Stephen Spach has a current investment-adviser registration in California, through Pinion Investment Advisors since April 2023.
How many years of experience does Stephen Spach have?
Stephen Spach has 13 years in the financial industry, since August 2013, across 3 adviser firms.
What exams has Stephen Spach passed?
Stephen Spach has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2013. FINRA credited Stephen Spach with the SIE, which began in October 2018.
Where did Stephen Spach work before Pinion Investment Advisors?
Before Pinion Investment Advisors, Stephen Spach was registered through LPL Financial LLC, December 2013 to August 2020.
Where is Stephen Spach based?
Stephen Spach’s registered office is in Fresno, CA.
Is Stephen Spach registered with FINRA?
No. Stephen Spach has no current broker registration.
How can I verify Stephen Spach’s record?
Search CRD 6194336 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Spach’s full registration record.
