Pinion Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Pinion Investment Advisors reports 615 clients. They include 350 individual clients, 146 high-net-worth individuals, and 107 corporations and other businesses. Of its assets, 92.5% ($774M across 1,585 accounts) are managed with discretion; $62.8M across 14 accounts are not. A wrap fee program the firm both sponsors and manages holds $66.6M. It advised 56 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 11% |
| High-net-worth individuals | 24% | 51% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 1% | <1% |
| Corporations and other businesses | 17% | 37% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 350 | $88M | 10.5% | $251K |
| High-net-worth individuals | 146 | $427M | 51.1% | $2.93M |
| Pension and profit-sharing plans | 5 | $6.55M | 0.8% | $1.31M |
| Charitable organizations | 7 | $6.17M | 0.7% | $882K |
| Corporations and other businesses | 107 | $309M | 36.9% | $2.89M |
| Total | 615 | $837M | 100% | $1.36M |
- Clients
- 350
- Regulatory AUM
- $88M
- AUM share
- 10.5%
- Avg. per client
- $251K
- Clients
- 146
- Regulatory AUM
- $427M
- AUM share
- 51.1%
- Avg. per client
- $2.93M
- Clients
- 5
- Regulatory AUM
- $6.55M
- AUM share
- 0.8%
- Avg. per client
- $1.31M
- Clients
- 7
- Regulatory AUM
- $6.17M
- AUM share
- 0.7%
- Avg. per client
- $882K
- Clients
- 107
- Regulatory AUM
- $309M
- AUM share
- 36.9%
- Avg. per client
- $2.89M
Total
- Clients
- 615
- Regulatory AUM
- $837M
- AUM share
- 100%
- Avg. per client
- $1.36M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 56
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Pinion Investment Advisors charges up to 2.25% a year for its PWM Program advisory fee. The fee is billed in advance. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial consulting
- Consulting is charged as a percentage of assets under advisement (0.0% to 2.25%) or a fixed fee of $500 to $10,000, negotiable.
- Investment policy preparation and monitoring
- Investment policy services are charged as a percentage of assets under advisement (0.0% to 2.25%) or a fixed fee of $500 to $10,000, negotiable.
Pinion Wealth Management, LLC owns 75% or more of Pinion Investment Advisors and is in turn owned by KCWM Holdings, LLC (75% or more). The leadership team of Pinion Investment Advisors includes President Blake Allen and Chief Compliance Officer Sheryl Meyer. It has 12 employees, 8 of them in advisory roles.
Staff
- 12 employees
- 8 in advisory functions
- 8 state-registered reps
- 4 broker-dealer reps
- 6 insurance agents
- Owns 75% or more of Pinion Investment Advisors, LLC
Pinion Wealth Management, LLC
Control person · since March 2000
- Owns 75% or more of Pinion Wealth Management, LLC
KCWM Holdings, LLC
Control person · since January 2018
- Owns 50% to 75% of KCWM Holdings, LLC
Pinion, LLC
Control person · since January 2000
Pinion Investment Advisors’ regulatory assets grew 3.8× from $218M (June 2021) to $837M (May 2026); clients rose from 257 to 615 and employees from 5 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $837M | 615 | 12 | 4 |
| Apr 2025April 2025 | $649M | 551 | 12 | 4 |
| May 2024May 2024 | $494M | 510 | 8 | 5 |
| Jun 2023June 2023 | $327M | 346 | 8 | 6 |
| May 2022May 2022 | $263M | 288 | 5 | 4 |
| Jun 2021June 2021 | $218M | 257 | 5 | 4 |
Besides its headquarters, Pinion Investment Advisors has 3 offices, with 4 listed addresses across 3 states.
Kansas · 2 listed addresses
- 1605 North Waterfront Parkway, Suite 200, WichitaHQ
- 8801 Renner BLVD, Lenexa
California · 1 listed address
- 5 River Park Place East, Fresno
Montana · 1 listed address
- 1019 E Main St, Bozeman
Other business names
Pinion Investment Advisors has reported 1 other business name to the SEC.
- Pinion Wealth Management, LLC
Contact and registration details
- Legal name
- Pinion Investment Advisors, LLC
- Headquarters
- 1605 North Waterfront Parkway, Suite 200, Wichita, KS 67206
- Website
- Not reported
- Phone
- 316-682-8344
- @pinionwealth
- SEC file
- 801-63322
- Structure
- Kansas LLC
- Fiscal year end
- March
Pinion Investment Advisors’ named custodians for separately managed accounts are Charles Schwab ($767M, 92%), Assetmark Trust ($55.4M, 7%) and Fidelity ($11.2M, 1%). Pinion Investment Advisors does not have custody of client assets.
- Assetmark TrustAssetmark Trust Company · Phoenix, AZ · $55.4M7%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $11.2M1%
- Charles SchwabCharles Schwab · San Fransico, CA · $767M92%
At year end, Pinion Investment Advisors’ separately managed accounts were mostly in funds (54%) and bonds (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $527M across 205 positions; the largest are Vanguard Index Fds (18.3%), iShares TR (8.9%) and EA Series Trust (5.5%).
What the accounts hold
- Stocks16%
- Funds54%
- Registered funds52%
- Pooled vehicles2%
- Bonds22%
- U.S. government and agency bonds11%
- Investment grade corporate bonds10%
- State and local bonds1%
- Cash8%
How many clients does Pinion Investment Advisors have?
Pinion Investment Advisors has 615 clients and manages $837 million for them, as of May 2026. They include 350 individual clients, 146 high-net-worth individuals, and 107 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 May 2026
What services does Pinion Investment Advisors offer?
Pinion Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Pinion Investment Advisors charge?
Pinion Investment Advisors charges up to 2.25% a year for its PWM Program advisory fee. The fee is billed in advance.
Which custodians does Pinion Investment Advisors use?
Pinion Investment Advisors’ separately managed account assets are held at Charles Schwab (San Fransico, CA), with $767M, Assetmark Trust Company (Phoenix, AZ), with $55.4M and Fidelity Brokerage Services LLC (Smithfield, RI), with $11.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 May 2026
How many financial advisors does Pinion Investment Advisors have?
Pinion Investment Advisors has 8 investment adviser representatives registered with state securities authorities, out of 12 employees, and 8 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pinion Investment Advisors invest in?
At the end of its last fiscal year, Pinion Investment Advisors’ separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 11% U.S. government and agency bonds, 10% investment grade corporate bonds, 8% cash and equivalents, 2% pooled vehicles (private funds and similar) and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pinion Investment Advisors?
Pinion Investment Advisors is owned through a chain of holding companies by Pinion, LLC. Its direct owner is Pinion Wealth Management, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 May 2026
How does Pinion Investment Advisors get paid?
Pinion Investment Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pinion Investment Advisors?
Pinion Investment Advisors’ main office is at 1605 North Waterfront Parkway, Suite 200, Wichita, KS 67206. Its phone number is 316-682-8344.