Stephen Lane has been President / Chief Compliance Officer of The Perspective Group since May 2012, is a control person of the firm and directly owns 75% or more of it.
The Perspective Group, LLC is a Lawrence, KS firm with $225M under management, 297 clients and 2 advisers in one office, as of its July 2026 filing.
Steve Lane is Founding Partner, Lead Financial Planner of The Perspective Group. In 2004 he turned in his notice at his corporate job to head out and follow his vision of starting out on his own.
Stephen Lane’s longest registration is the current one, 22 years at LPL Financial LLC since 2004.
- The Perspective GroupCurrent– present · 10 yearsLawrence, KS · Adviser representative · Firm CRD 175294
- LPL Financial LLCAlso current– present · 22 yearsLawrence, KS · Adviser representative and broker · Firm CRD 6413
Professional designations
Listed by The Perspective Group
- CFP®
Investment adviser representative registrations
Stephen Lane is registered as an investment adviser representative in 2 states. The first approvals date from January 2016; the most recent is Texas, in December 2018.
- KansasSince 11 January 2016
- TexasSince 11 December 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 5 March 2013 |
| Series 53 | Municipal Securities Principal Examination | 13 December 2012 |
| Series 24 | General Securities Principal Examination | 30 June 2012 |
| Series 66 | Uniform Combined State Law Examination | 2 September 2004 |
| Series 7 | General Securities Representative Examination | 28 July 2004 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Christopher Lane
- CRD
- 4826768
- Firm
- The Perspective Group · CRD 175294
- Role
- President / Chief Compliance Officer
- Office
- 1421 RESEARCH PARK DRIVE, SUITE 3A, Lawrence, KS 66044
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- theperspectivegroup.com
Where does Stephen Lane work?
Stephen Lane has been President / Chief Compliance Officer of The Perspective Group, LLC since May 2012, and is a control person of the firm.
Is Stephen Lane a financial advisor?
Yes. Stephen Lane has a current investment-adviser registration in Kansas and Texas, through The Perspective Group since November 2015.
How many years of experience does Stephen Lane have?
Stephen Lane has 22 years in the financial industry, since July 2004, across 2 adviser firms.
What exams has Stephen Lane passed?
Stephen Lane has passed 6 licensing exams: the Series 7, Series 66, Series 24, Series 53, Series 31 and Series 52TO. The earliest, the Series 7, was passed in July 2004. FINRA credited Stephen Lane with the SIE, which began in October 2018.
Where is Stephen Lane based?
Stephen Lane’s registered office is in Lawrence, KS.
Is Stephen Lane registered with FINRA?
Yes. Stephen Lane has a current broker registration, under CRD 4826768.
Source: FINRA BrokerCheck
Is Stephen Lane a CFP?
The Perspective Group lists Stephen Lane with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Stephen Lane’s record?
Search CRD 4826768 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Lane’s full registration record.