Garrett Halton has held the title Member at The Perspective Group since July 2019, is not listed as a control person, but directly owns between 5% and 10% of the firm.
The Perspective Group, LLC is a Lawrence, KS firm with $225M under management, 297 clients and 2 advisers in one office, as of its July 2026 filing.
Garrett Halton’s longest registration is the current one, 10 years at The Perspective Group since 2015. Before joining The Perspective Group in 2015, Garrett Halton was registered through LPL Financial LLC.
- LPL Financial LLCAlso current– present · 6 yearsLawrence, KS · Adviser representative · Firm CRD 6413
- The Perspective GroupCurrent– present · 10 yearsLawrence, KS · Adviser representative · Firm CRD 175294
- LPL Financial LLC– · 2 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Garrett Halton is registered as an investment adviser representative in 2 states. The first approvals date from January 2016; the most recent is Texas, in November 2024.
- KansasSince 11 January 2016
- TexasSince 14 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 November 2013 |
| Series 7 | General Securities Representative Examination | 23 September 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Garrett L Halton
- CRD
- 6224158
- Firm
- The Perspective Group · CRD 175294
- Role
- Member
- Office
- 1421 RESEARCH PARK DRIVE, SUITE 3A, Lawrence, KS 66044
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Garrett Halton work?
Garrett Halton has held the title Member at The Perspective Group, LLC since July 2019.
Is Garrett Halton a financial advisor?
Yes. Garrett Halton has a current investment-adviser registration in Kansas and Texas, through The Perspective Group since November 2015.
How many years of experience does Garrett Halton have?
Garrett Halton has 13 years in the financial industry, since September 2013, across 2 adviser firms.
What exams has Garrett Halton passed?
Garrett Halton has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2013. FINRA credited Garrett Halton with the SIE, which began in October 2018.
Where is Garrett Halton based?
Garrett Halton’s registered office is in Lawrence, KS.
Is Garrett Halton registered with FINRA?
Yes. Garrett Halton has a current broker registration, under CRD 6224158.
Source: FINRA BrokerCheck
How can I verify Garrett Halton’s record?
Search CRD 6224158 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Garrett Halton’s full registration record.