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Stephen Hopkins

Chairman, Elected Manager at Ballentine Partners

Investment adviser registrationWolfeboro, NHSEC record checked 18 October 2026

10
Years in the industry
10
Years at the firm
1
Adviser firms
2
State registrations

IAPD record retrieved 18 October 2026SEC record

Stephen Hopkins is Chairman, Elected Manager of Ballentine Partners, LLC, a Waltham investment adviser managing $15.3B. Stephen Hopkins has been registered through Ballentine Partners since 17 October 2016, has 10 years in the industry across 1 firm and has passed the Series 65.

Role at Ballentine Partners

Title on Schedule A
Chairman, Elected Manager
Control
Stephen Hopkins is a control person of Ballentine Partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Stephen Hopkins has held the filed role since July 2023.

The firm

Ballentine Partners, LLC
Waltham, MA

Form ADV filed 23 September 2026

$15.3B AUM353 clients87 advisers5 offices

Career on record

Stephen Hopkins has been registered through Ballentine Partners since October 2016.

Firms and exams, newest first
  1. Ballentine PartnersCurrent
    – present · 10 years
    Wolfeboro, NH · Adviser representative · Firm CRD 152802
  2. Passed Series 65 · 2016

Registrations and exams

Stephen Hopkins has a current investment-adviser registration in Massachusetts and New Hampshire and has passed 1 qualifying exam.

Massachusetts17 October 2016
Scope
Investment adviser representative
Status
Approved
New Hampshire17 October 2016
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6517 October 2016
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Stephen Henry Hopkins
CRD
4730599
Firm
Ballentine Partners, LLC
Registration status
Investment adviser registration
Office
15 N. Main Street, Suite 6, Wolfeboro, NH 03894

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Stephen Hopkins work?

Stephen Hopkins has been Chairman, Elected Manager of Ballentine Partners, LLC since July 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 September 2026

Is Stephen Hopkins a financial advisor?

Yes. Stephen Hopkins has a current investment-adviser registration in Massachusetts and New Hampshire, through Ballentine Partners since October 2016, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Stephen Hopkins have?

Stephen Hopkins has worked in the financial industry for 10 years as of 18 October 2026, counted from 16 October 2016, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Stephen Hopkins passed?

Stephen Hopkins passed the Series 65 in October 2016.

Source: IAPD individual record, checked 18 October 2026

Where is Stephen Hopkins based?

Stephen Hopkins’ registered office is in Wolfeboro, NH.

Source: IAPD individual record, checked 18 October 2026

Leadership at Ballentine Partners

Sources

  1. IAPD individual record, CRD 4730599. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ballentine Partners, LLC, filed 23 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Stephen Hopkins or Ballentine Partners, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.