Stephen Alinikoff has been an investment adviser representative at Capital Markets IQ since November 2017, and is not listed among the firm’s executive officers or direct owners.
Capital Markets Iq, LLC is a firm with $571M under management, 884 clients and 20 advisers across 19 offices, as of its July 2026 filing.
Stephen Alinikoff’s longest registration is the current one, 8 years at Capital Markets IQ since 2017. Before joining Capital Markets IQ in 2017, Stephen Alinikoff was registered through Prospera Financial Services, Inc. and SPC.
- Capital Markets Iq, LLCCurrent– present · 8 yearsWilkes Barre, PA · Adviser representative · Firm CRD 134921
- Prospera Financial Services, Inc.– · 8 yearsWilkes-Barre, PA · Adviser representative · Firm CRD 10740
- SPC– · 3 yearsWilkes Barre, PA · Adviser representative · Firm CRD 110692
- First Security Asset Management– · 3 yearsKingston, PA · Adviser representative · Firm CRD 24035
Investment adviser representative registrations
Stephen Alinikoff is registered as an investment adviser representative in Pennsylvania, since November 2017.
- PennsylvaniaSince 17 November 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 November 2001 |
| Series 4 | Registered Options Principal Examination | 18 April 1991 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 1 February 1990 |
| Series 53 | Municipal Securities Principal Examination | 4 April 1989 |
| Series 24 | General Securities Principal Examination | 13 May 1988 |
| Series 7 | General Securities Representative Examination | 20 October 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 October 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 December 1981 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stephen Maynard Alinikoff
- CRD
- 1022014
- Firm
- Capital Markets IQ · CRD 134921
- Office
- Wilkes Barre, PA
- Registration
- Investment adviser registration
- In the industry since
- December 1981
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Alinikoff work?
Stephen Alinikoff is an investment adviser representative registered through Capital Markets Iq, LLC since November 2017, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Alinikoff a financial advisor?
Yes. Stephen Alinikoff has a current investment-adviser registration in Pennsylvania, through Capital Markets IQ since November 2017.
How many years of experience does Stephen Alinikoff have?
Stephen Alinikoff has 44 years in the financial industry, since December 1981, across 4 adviser firms.
What exams has Stephen Alinikoff passed?
Stephen Alinikoff has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 53, Series 28, Series 4 and Series 66. The earliest, the Series 6, was passed in December 1981. FINRA credited Stephen Alinikoff with the SIE, which began in October 2018.
Where did Stephen Alinikoff work before Capital Markets IQ?
Before Capital Markets IQ, Stephen Alinikoff was registered through Prospera Financial Services, Inc., April 2009 to November 2017; SPC, May 2005 to April 2009; First Security Asset Management, January 2002 to April 2005.
Where is Stephen Alinikoff based?
Stephen Alinikoff’s registered office is in Wilkes Barre, PA.
Is Stephen Alinikoff registered with FINRA?
No. Stephen Alinikoff has no current broker registration.
How can I verify Stephen Alinikoff’s record?
Search CRD 1022014 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Alinikoff’s full registration record.