Penelope Turnbow is a control person of Capital Markets IQ and directly owns under 5% of it.
Capital Markets IQ is an investment adviser, registered with the SEC since 2009. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $571 million, as filed on 28 July 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 5644575
- Firm
- Capital Markets IQ · CRD 134921
- Role
- Chief Legal Officer & Chief Compliance Officer
- In role since
- January 2009 · 17 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Penelope Turnbow work?
Penelope Turnbow has been Chief Legal Officer & Chief Compliance Officer of Capital Markets Iq, LLC since January 2009, and is a control person of the firm.
How can I verify Penelope Turnbow’s record?
Penelope Turnbow’s role is listed on Capital Markets Iq, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 134921.