Kenneth Wiseman has been President of Capital Markets IQ since June 2006, is a control person of the firm and directly owns between 50% and 75% of it.
Capital Markets Iq, LLC is a firm with $571M under management, 884 clients and 20 advisers across 19 offices, as of its July 2026 filing.
Kenneth Wiseman’s longest registration is the current one, 20 years at Capital Markets IQ since 2005.
- Intercarolina Financial Services, Inc.Also current– present · under a yearArlington, TX · Adviser representative · Firm CRD 19475
- Capital Markets Iq, LLCCurrent– present · 20 yearsArlington, TX · Adviser representative · Firm CRD 134921
Investment adviser representative registrations
Kenneth Wiseman is registered as an investment adviser representative in 3 states. The first approvals date from November 2005; the most recent is New York, in November 2022.
- LouisianaSince 13 December 2016
- New YorkSince 14 November 2022
- TexasSince 14 November 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 25 October 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 September 2004 |
| Series 55 | Limited Representative-Equity Trader Exam | 27 November 2000 |
| Series 7 | General Securities Representative Examination | 21 February 1987 |
- Name
- General Securities Principal Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
- Full name
- Kenneth Nelson Wiseman
- CRD
- 1621758
- Firm
- Capital Markets IQ · CRD 134921
- Role
- President
- Office
- Arlington, TX
- Registration
- Investment adviser registration
- In the industry since
- February 1993
- Disciplinary history
- Not yet shown here · SEC record
Where does Kenneth Wiseman work?
Kenneth Wiseman has been President of Capital Markets Iq, LLC since June 2006, and is a control person of the firm.
Is Kenneth Wiseman a financial advisor?
Yes. Kenneth Wiseman has a current investment-adviser registration in Louisiana, New York and Texas, through Capital Markets IQ since November 2005.
How many years of experience does Kenneth Wiseman have?
Kenneth Wiseman has 33 years in the financial industry, since February 1993, across 2 adviser firms.
What exams has Kenneth Wiseman passed?
Kenneth Wiseman has passed 6 licensing exams: the Series 7, Series 55, Series 63, Series 65, Series 24 and Series 57TO. The earliest, the Series 7, was passed in February 1987. FINRA credited Kenneth Wiseman with the SIE, which began in October 2018.
Where is Kenneth Wiseman based?
Kenneth Wiseman’s registered office is in Arlington, TX.
Is Kenneth Wiseman registered with FINRA?
No. Kenneth Wiseman has no current broker registration.
How can I verify Kenneth Wiseman’s record?
Search CRD 1621758 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kenneth Wiseman’s full registration record.