Stephanie Davis has been an investment adviser representative at Henderson Financial Group since November 2024, and is not listed among the firm’s executive officers or direct owners. Stephanie Davis holds a Bachelor of Arts in Political Science and Art History from the University of Washington.
Henderson Financial Group LLC is a Virginia Beach, VA firm with $136M under management, 280 clients and 3 advisers across 3 offices, as of its September 2026 filing.
Stephanie Davis is Wealth Management Advisor at Henderson Financial Group in Virginia Beach. Her financial services career began in 2005 when she joined KMS Financial Services, where she developed a background in compliance and operations. She has been a financial advisor at Raymond James and Waddell and Reed and has managed wealth management practices with KMS, Ameriprise Financial and Northwestern Mutual. She focuses on building retirement portfolios and investment management and manages the firm's team.
Stephanie Davis’ longest registration was 5 years at Ameriprise Financial Services, Inc. (2010–2016). Before joining Henderson Financial Group in 2024, Stephanie Davis was registered through LPL Financial LLC and Northwestern Mutual Investment Services,llc.
- Harborpoint Wealth PartnersCurrent– present · 1 yearVirginia Beach, VA · Adviser representative · Firm CRD 333013
- LPL Financial LLC– · 4 yearsVirginia Beach, VA · Adviser representative · Firm CRD 6413
- Northwestern Mutual Investment Services,llc– · 1 yearVirginia Bch, VA · Adviser representative · Firm CRD 2881
- Raymond James Financial Services Advisors, Inc– · under a yearSammamish, WA · Adviser representative · Firm CRD 149018
- Ameriprise Financial Services, Inc.– · 5 yearsYakima, WA · Adviser representative · Firm CRD 6363
- Waddell & Reed, Inc.– · under a yearBellevue, WA · Adviser representative · Firm CRD 866
- KMS Financial Services, Inc– · 3 yearsSeattle, WA · Adviser representative · Firm CRD 3866
Professional designations
Listed by Henderson Financial Group
- Wealth Management Certified Professional® (WMCP®)
- Retirement Income Certified Professional® (RICP®)
Investment adviser representative registrations
Stephanie Davis is registered as an investment adviser representative in 3 states, as a resident of Texas. Each was approved in November 2024.
- North CarolinaSince 26 November 2024
- TexasResidentSince 26 November 2024
- VirginiaSince 26 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 15 December 2006 |
| Series 66 | Uniform Combined State Law Examination | 6 September 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Stephanie Lynn Davis
- CRD
- 5065402
- Firm
- Henderson Financial Group · CRD 333013
- Office
- One Columbus Center, Ste. 540, Virginia Beach, VA 23462
- Registration
- Investment adviser registration
- In the industry since
- August 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hendersonfg.com
Where does Stephanie Davis work?
Stephanie Davis is an investment adviser representative registered through Henderson Financial Group LLC since November 2024, and is not listed among the firm’s executive officers or direct owners.
Is Stephanie Davis a financial advisor?
Yes. Stephanie Davis has a current investment-adviser registration in North Carolina, Texas and Virginia, through Henderson Financial Group since November 2024.
How many years of experience does Stephanie Davis have?
Stephanie Davis has 17 years in the financial industry, since August 2009, across 7 adviser firms.
What exams has Stephanie Davis passed?
Stephanie Davis has passed 2 licensing exams: the Series 66 and Series 7. The earliest, the Series 66, was passed in September 2006. FINRA credited Stephanie Davis with the SIE, which began in October 2018.
Where did Stephanie Davis work before Henderson Financial Group?
Before Henderson Financial Group, Stephanie Davis was registered through Northwestern Mutual Investment Services,llc, October 2019 to February 2021; Raymond James Financial Services Advisors, Inc, October 2017 to May 2018; Ameriprise Financial Services, Inc., November 2010 to September 2016; Waddell & Reed, Inc., June 2010 to November 2010; KMS Financial Services, Inc, January 2007 to May 2010.
Where is Stephanie Davis based?
Stephanie Davis’ registered office is in Virginia Beach, VA.
Is Stephanie Davis registered with FINRA?
No. Stephanie Davis has no current broker registration.
How can I verify Stephanie Davis’ record?
Search CRD 5065402 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephanie Davis’ full registration record.