Randolph Henderson, III has been Chief Executive Officer and CCO of Henderson Financial Group since March 2017, is a control person of the firm and directly owns 75% or more of it.
Henderson Financial Group LLC is a Virginia Beach, VA firm with $136M under management, 280 clients and 3 advisers across 3 offices, as of its September 2026 filing.
Randolph Henderson, III’s longest registration was 10 years at Northwestern Mutual Investment Services,llc (2010–2021). Before joining Henderson Financial Group in 2024, Randolph Henderson, III was registered through LPL Financial LLC and Northwestern Mutual Investment Services,llc.
- Harborpoint Wealth PartnersCurrent– present · 1 yearVirginia Beach, VA · Adviser representative · Firm CRD 333013
- LPL Financial LLC– · 4 yearsVirginia Beach, VA · Adviser representative · Firm CRD 6413
- Northwestern Mutual Investment Services,llc– · 10 yearsVirginia Bch, VA · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Randolph Henderson, III is registered as an investment adviser representative in 3 states. Each was approved in November 2024.
- North CarolinaSince 26 November 2024
- TexasSince 26 November 2024
- VirginiaSince 26 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 18 April 2011 |
| Series 65 | Uniform Investment Adviser Law Examination | 25 February 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 March 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 February 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Randolph Benjamin Henderson, III
- CRD
- 5267494
- Firm
- Henderson Financial Group · CRD 333013
- Role
- Chief Executive Officer and CCO
- Office
- ONE COLUMBUS CENTER, 283 CONSTITUTION DRIVE, STE 540, Virginia Beach, VA 23462
- Registration
- Investment adviser registration
- In the industry since
- February 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Randolph Henderson, III work?
Randolph Henderson, III has been Chief Executive Officer and CCO of Henderson Financial Group LLC since March 2017, and is a control person of the firm.
Is Randolph Henderson, III a financial advisor?
Yes. Randolph Henderson, III has a current investment-adviser registration in North Carolina, Texas and Virginia, through Henderson Financial Group since November 2024.
How many years of experience does Randolph Henderson, III have?
Randolph Henderson, III has 19 years in the financial industry, since February 2007, across 3 adviser firms.
What exams has Randolph Henderson, III passed?
Randolph Henderson, III has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in February 2007. FINRA credited Randolph Henderson, III with the SIE, which began in October 2018.
Where did Randolph Henderson, III work before Henderson Financial Group?
Before Henderson Financial Group, Randolph Henderson, III was registered through Northwestern Mutual Investment Services,llc, February 2010 to February 2021.
Where is Randolph Henderson, III based?
Randolph Henderson, III’s registered office is in Virginia Beach, VA.
Is Randolph Henderson, III registered with FINRA?
No. Randolph Henderson, III has no current broker registration.
How can I verify Randolph Henderson, III’s record?
Search CRD 5267494 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randolph Henderson, III’s full registration record.