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Stanley Moss

Chief Executive Officer at Polen Capital Management

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Stanley Moss is Chief Executive Officer of Polen Capital Management, LLC, a Boca Raton investment adviser managing $24.1B. Stanley Moss has past investment-adviser registrations through 1 firm and has passed the Series 7, Series 24, Series 27 and SIE.

Role at Polen Capital Management

Title on Schedule A
Chief Executive Officer
Control
Stanley Moss is a control person of Polen Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Stanley Moss has held the filed role since July 2007.

The firm

Polen Capital Management, LLC
Boca Raton, FL

Form ADV filed 30 September 2026

$24.1B AUM1,602 clients22 advisers4 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Polen Capital Management, LLC
    – · 20 years
    Boca Raton, FL · Adviser representative · Firm CRD 106093
  3. Passed Series 7, Series 24 and Series 27 · 1999

Registrations and exams

No current adviser or broker registration. Stanley Moss has passed 4 qualifying exams.

Examinations

Series 2713 August 1999
Name
Financial and Operations Principal Examination
Series 2424 May 1999
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 713 March 1999
Name
General Securities Representative Examination

Individual record

Full name
Stanley Charles Moss
CRD
3182592
Firm
Polen Capital Management, LLC
Registration status
No current adviser or broker registration
Firm bio
polencapital.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Stan Moss is Polen Capital’s Chief Executive Officer. Before becoming CEO, he served as the firm’s COO and CFO. Official firm biography page

Education

  • He earned a B.S. in Accounting and an M.B.A. from the University of Alabama, and an M.S. in Global Finance from NYU Stern and HKUST Business School.Official firm biography page

Common questions

Where does Stanley Moss work?

Stanley Moss has been Chief Executive Officer of Polen Capital Management, LLC since July 2007, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Stanley Moss have a current investment-adviser registration?

Stanley Moss has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Stanley Moss passed?

Stanley Moss has passed 4 licensing exams: the Series 7, Series 24, Series 27 and SIE. The earliest, the Series 7, was passed in March 1999.

Source: IAPD individual record, checked 17 October 2026

Where was Stanley Moss previously registered as an investment adviser?

Stanley Moss has past investment-adviser registrations through Polen Capital Management, LLC, July 2004 to December 2024, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Polen Capital Management

Sources

  1. IAPD individual record, CRD 3182592. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Polen Capital Management, LLC, filed 30 September 2026. Title, control and ownership bands.
  3. Polen Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Stanley Moss or Polen Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.