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Laura Graff

Head of Product Strategy and Marketing at Polen Capital Management

Broker registration; no current adviser registrationSEC record checked 18 October 2026

1
Past adviser firms
5
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Laura Graff is Head of Product Strategy and Marketing of Polen Capital Management, LLC, a Boca Raton investment adviser managing $24.1B. Laura Graff has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Polen Capital Management

Title on Schedule A
Head of Product Strategy and Marketing
Control
Laura Graff is a control person of Polen Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Laura Graff has held the filed role since January 2025.

The firm

Polen Capital Management, LLC
Boca Raton, FL

Form ADV filed 30 September 2026

$24.1B AUM1,602 clients22 advisers4 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO · 2022
  2. Passed SIE · 2018
  3. Dimensional Fund Advisors LP
    – · 2 years
    Austin, TX · Adviser representative · Firm CRD 106482
  4. Passed Series 3 · 2012
  5. Passed Series 63 · 2007
  6. Passed Series 7 · 2006

Registrations and exams

Broker registration; no current adviser registration. Laura Graff has passed 5 qualifying exams.

Examinations

Series 6315 February 2007
Name
Uniform Securities Agent State Law Examination
Series 79TO7 March 2022
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 324 September 2012
Name
National Commodity Futures Examination
Series 713 October 2006
Name
General Securities Representative Examination

Individual record

Full name
Laura Ann Graff
CRD
4819168
Firm
Polen Capital Management, LLC
Registration status
Broker registration; no current adviser registration
Firm bio
polencapital.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Laura Graff is Polen Capital’s Head of Product Strategy. Her prior roles include product strategy at PIMCO, product management at Goldman Sachs Asset Management, and positions at Blackstone and DFA. Official firm biography page

Education

Common questions

Where does Laura Graff work?

Laura Graff has been Head of Product Strategy and Marketing of Polen Capital Management, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Laura Graff have a current investment-adviser registration?

Laura Graff has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Laura Graff passed?

Laura Graff has passed 5 licensing exams: the Series 7, Series 63, Series 3, SIE and Series 79TO. The earliest, the Series 7, was passed in October 2006.

Source: IAPD individual record, checked 18 October 2026

Where was Laura Graff previously registered as an investment adviser?

Laura Graff has past investment-adviser registrations through Dimensional Fund Advisors LP, March 2016 to June 2018, across 1 firm.

Source: IAPD individual record, checked 18 October 2026

Leadership at Polen Capital Management

Sources

  1. IAPD individual record, CRD 4819168. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Polen Capital Management, LLC, filed 30 September 2026. Title, control and ownership bands.
  3. Polen Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Laura Graff or Polen Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.