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Stacy Beattie

Chief Operating Officer at Lido Advisors

Investment adviser and broker registrationsNew York, NYSEC record checked 18 October 2026

18
Years in the industry
4
Years at the firm
4
Adviser firms
2
State registrations

IAPD record retrieved 18 October 2026SEC record

Stacy Beattie is Chief Operating Officer of Lido Advisors, LLC, a Los Angeles investment adviser managing $42.5B. Stacy Beattie has been registered through Lido Advisors since 6 April 2022, has 18 years in the industry across 4 firms and has passed 5 licensing exams.

Role at Lido Advisors

Title on Schedule A
Chief Operating Officer
Control
Stacy Beattie is a control person of Lido Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Stacy Beattie has held the filed role since October 2021.

The firm

Lido Advisors, LLC
Los Angeles, CA

Form ADV filed 27 August 2026

$42.5B AUM13,800 clients235 advisers66 offices

Career on record

Stacy Beattie has been registered through Lido Advisors since April 2022, and before that through Stifel, Nicolaus & Company, Incorporated, Barclays Capital Inc. and Lehman Brothers Inc..

Firms and exams, newest first
  1. Passed Series 4 and Series 7TO · 2024
  2. LidoCurrent
    – present · 5 years
    New York, NY · Adviser representative · Firm CRD 269866
  3. Passed SIE · 2018
  4. Stifel, Nicolaus & Company, Incorporated
    – · 5 years
    New York, NY · Adviser representative · Firm CRD 793
  5. Barclays Capital Inc.
    – · 7 years
    New York, NY · Adviser representative · Firm CRD 19714
  6. Lehman Brothers Inc.
    – · 1 year
    Chicago, IL · Adviser representative · Firm CRD 7506
  7. Passed Series 7 and Series 66 · 2007

Registrations and exams

Stacy Beattie has a current investment-adviser registration in California and New York and has passed 5 qualifying exams.

California6 April 2022
Scope
Investment adviser representative
Status
Approved
New York7 August 2026
Scope
Investment adviser representative
Status
Approved

Examinations

Series 663 December 2007
Name
Uniform Combined State Law Examination
Series 419 March 2024
Name
Registered Options Principal Examination
Series 7TO19 March 2024
Name
General Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 728 September 2007
Name
General Securities Representative Examination

Individual record

Full name
Stacy Lynn Beattie
CRD
5401758
Firm
Lido Advisors, LLC
Registration status
Investment adviser and broker registrations
Office
489 Fifth Avenue, 2nd Floor, New York, NY 10017

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Stacy Beattie is Lido’s COO. She previously held roles at Barclays Wealth & Investment Management and was COO of the Alternative Investments Team after its acquisition by Stifel. Lido Advisors official biography or announcement

Education

Common questions

Where does Stacy Beattie work?

Stacy Beattie has been Chief Operating Officer of Lido Advisors, LLC since October 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 August 2026

Is Stacy Beattie a financial advisor?

Yes. Stacy Beattie has a current investment-adviser registration in California and New York, through Lido Advisors since April 2022, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Stacy Beattie have?

Stacy Beattie has worked in the financial industry for 18 years as of 18 October 2026, counted from 1 October 2008, across 4 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Stacy Beattie passed?

Stacy Beattie has passed 5 licensing exams: the Series 7, Series 66, SIE, Series 4 and Series 7TO. The earliest, the Series 7, was passed in September 2007.

Source: IAPD individual record, checked 18 October 2026

Where did Stacy Beattie work before Lido Advisors?

Before Lido Advisors, Stacy Beattie was registered through Stifel, Nicolaus & Company, Incorporated, June 2016 to October 2021; Barclays Capital Inc., January 2009 to December 2015; Lehman Brothers Inc., December 2007 to October 2008.

Source: IAPD individual record, checked 18 October 2026

Where is Stacy Beattie based?

Stacy Beattie’s registered office is in New York, NY.

Source: IAPD individual record, checked 18 October 2026

Leadership at Lido Advisors

Sources

  1. IAPD individual record, CRD 5401758. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Lido Advisors, LLC, filed 27 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Stacy Beattie or Lido Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.