Role at Lido Advisors
- Title on Schedule A
- Chief Compliance Officer
- Control
- Elena Ro is a control person of Lido Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Elena Ro has held the filed role since August 2025.
The firm
Form ADV filed 27 August 2026
Career on record
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Registrations and exams
Individual registration and examination information for Elena Ro is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Elena Ro
- CRD
- 8156065
- Record basis
- Form ADV officer listing
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Elena Ro is Lido’s Chief Compliance Officer and Special Counsel. She spent over 20 years at the SEC, most recently as an Associate Regional Director in its San Francisco office. Lido Advisors official biography or announcement
Education
- B.A. in History, Yale UniversityLido Advisors official biography or announcement
- J.D. in Law, Georgetown University Law CenterLido Advisors official biography or announcement
Common questions
Where does Elena Ro work?
Elena Ro has been Chief Compliance Officer of Lido Advisors, LLC since August 2025, and is a control person of the firm.
Leadership at Lido Advisors
- Jason OzurSenior Managing Director & Co-Chief Executive Officer
- Brian HaloossimPresident
- Daniel MarquisChief Financial Officer
- Stacy BeattieChief Operating Officer
- Alexandra BrowneSenior Managing Director & Chief Development Officer
- Jason LeeChief Legal Officer
- Kenneth SternSenior Managing Director & Co-CEO