Spencer Aufenthie has been an investment adviser representative at Plan Group Financial since March 2024, and is not listed among the firm’s executive officers or direct owners.
Plan Group Financial, Inc. is an Oklahoma City, OK firm with $690M under management, 1,221 clients and 17 advisers across 9 offices, as of its October 2026 filing.
- Plan Group Financial, Inc.Current– present · 2 yearsOklahoma City, OK · Adviser representative · Firm CRD 116508
Investment adviser representative registrations
Spencer Aufenthie is registered as an investment adviser representative in Oklahoma, since March 2024.
- OklahomaSince 4 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 March 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Spencer Doyle Aufenthie
- CRD
- 7847232
- Firm
- Plan Group Financial · CRD 116508
- Office
- 101 N.E. 82ND STREET, SUITE 200, Oklahoma City, OK 73114
- Registration
- Investment adviser registration
- In the industry since
- March 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Spencer Aufenthie work?
Spencer Aufenthie is an investment adviser representative registered through Plan Group Financial, Inc. since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Spencer Aufenthie a financial advisor?
Yes. Spencer Aufenthie has a current investment-adviser registration in Oklahoma, through Plan Group Financial since March 2024.
How many years of experience does Spencer Aufenthie have?
Spencer Aufenthie has 2 years in the financial industry, since March 2024, across 1 adviser firm.
What exams has Spencer Aufenthie passed?
Spencer Aufenthie passed the Series 65 in March 2024.
Where is Spencer Aufenthie based?
Spencer Aufenthie’s registered office is in Oklahoma City, OK.
Is Spencer Aufenthie registered with FINRA?
No. Spencer Aufenthie has no current broker registration.
How can I verify Spencer Aufenthie’s record?
Search CRD 7847232 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Spencer Aufenthie’s full registration record.