Brett Pohl is not listed as a control person, but directly owns under 5% of Plan Group Financial.
Plan Group Financial is an investment adviser based in Oklahoma City, OK, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $690 million, as filed on 1 October 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 5896497
- Firm
- Plan Group Financial · CRD 116508
- Role
- Chief Compliance Officer
- In role since
- March 2025 · 1 year
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Oklahoma City, OK
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Brett Pohl work?
Brett Pohl has been Chief Compliance Officer of Plan Group Financial, Inc. since March 2025.
How can I verify Brett Pohl’s record?
Brett Pohl’s role is listed on Plan Group Financial, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 116508.