Cody Wheeler has been Director of Operations of Plan Group Financial since October 2022, is a control person of the firm and directly owns under 5% of it.
Plan Group Financial, Inc. is an Oklahoma City, OK firm with $690M under management, 1,221 clients and 17 advisers across 9 offices, as of its October 2026 filing.
- Plan Group Financial, Inc.Current– present · 4 yearsOklahoma City, OK · Adviser representative · Firm CRD 116508
Investment adviser representative registrations
Cody Wheeler is registered as an investment adviser representative in 3 states. Each was approved in January 2023.
- NebraskaSince 25 January 2023
- OklahomaSince 12 January 2023
- TexasSince 12 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 August 2021 |
| Series 7TO | General Securities Representative Examination | 4 February 2020 |
| SIE | Securities Industry Essentials Examination | 14 March 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Cody Owen Wheeler
- CRD
- 7216720
- Firm
- Plan Group Financial · CRD 116508
- Role
- Director of Operations
- Office
- 101 N.E. 82ND STREET, SUITE 200, Oklahoma City, OK 73114
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2020
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Cody Wheeler work?
Cody Wheeler has been Director of Operations of Plan Group Financial, Inc. since October 2022, and is a control person of the firm.
Is Cody Wheeler a financial advisor?
Yes. Cody Wheeler has a current investment-adviser registration in Nebraska, Oklahoma and Texas, through Plan Group Financial since January 2023.
How many years of experience does Cody Wheeler have?
Cody Wheeler has 6 years in the financial industry, since February 2020, across 1 adviser firm.
What exams has Cody Wheeler passed?
Cody Wheeler has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2019.
Where is Cody Wheeler based?
Cody Wheeler’s registered office is in Oklahoma City, OK.
Is Cody Wheeler registered with FINRA?
Yes. Cody Wheeler has a current broker registration, under CRD 7216720.
Source: FINRA BrokerCheck
How can I verify Cody Wheeler’s record?
Search CRD 7216720 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cody Wheeler’s full registration record.