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Sloane Payne

Chief Operations Officer, Director/Elected Manager at WCM Investment Management

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Sloane Payne is Chief Operations Officer, Director/Elected Manager of WCM Investment Management, LLC, a Laguna Beach investment adviser managing $96.8B. Sloane Payne has past investment-adviser registrations through 1 firm and has passed the Series 3, Series 30 and Series 65.

Role at WCM Investment Management

Title on Schedule A
Chief Operations Officer, Director/Elected Manager
Control
Sloane Payne is a control person of WCM Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Sloane Payne has held the filed role since October 2004.

The firm

WCM Investment Management, LLC
Laguna Beach, CA

Form ADV filed 31 August 2026

$96.8B AUM6,735 clients44 advisers3 offices

Career on record

Firms and exams, newest first
  1. Wcm Investment Management
    – · 13 years
    Laguna Beach, CA · Adviser representative · Firm CRD 104702
  2. Passed Series 65 · 2011
  3. Passed Series 30 · 1998
  4. Passed Series 3 · 1996

Registrations and exams

No current adviser or broker registration. Sloane Payne has passed 3 qualifying exams.

Examinations

Series 651 August 2011
Name
Uniform Investment Adviser Law Examination
Series 3021 March 1998
Name
NFA Branch Manager Examination
Series 39 May 1996
Name
National Commodity Futures Examination

Individual record

Full name
Sloane Waller Payne
CRD
2747251
Firm
WCM Investment Management, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Sloane Payne work?

Sloane Payne has been Chief Operations Officer, Director/Elected Manager of WCM Investment Management, LLC since October 2004, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 August 2026

Does Sloane Payne have a current investment-adviser registration?

Sloane Payne has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Sloane Payne passed?

Sloane Payne has passed 3 licensing exams: the Series 3, Series 30 and Series 65. The earliest, the Series 3, was passed in May 1996.

Source: IAPD individual record, checked 17 October 2026

Where was Sloane Payne previously registered as an investment adviser?

Sloane Payne has past investment-adviser registrations through Wcm Investment Management, August 2011 to June 2024, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at WCM Investment Management

Sources

  1. IAPD individual record, CRD 2747251. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of WCM Investment Management, LLC, filed 31 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Sloane Payne or WCM Investment Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.